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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDNI icon
376
First Trust Dow Jones International Internet ETF
FDNI
$31.6M
$5.13M 0.04%
127,791
-71,189
-36% -$3.04M
XLP icon
377
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$5.13M 0.04%
74,469
+27,868
+60% +$1.99M
ICLN icon
378
iShares Global Clean Energy ETF
ICLN
$2.27B
$5.09M 0.04%
235,233
+5,877
+3% +$134K
FCOM icon
379
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$5.07M 0.04%
+95,000
New +$5.24M
VCR icon
380
Vanguard Consumer Discretionary ETF
VCR
$6.01B
$5.07M 0.04%
16,353
+4,823
+42% +$1.53M
ARKW icon
381
ARK Web x.0 ETF
ARKW
$1.64B
$4.95M 0.04%
35,664
-9,608
-21% -$1.42M
BABA icon
382
Alibaba
BABA
$276B
$4.95M 0.04%
33,416
+1,325
+4% +$241K
BNDW icon
383
Vanguard Total World Bond ETF
BNDW
$1.89B
$4.92M 0.04%
61,670
+47,431
+333% +$3.83M
AMT icon
384
American Tower
AMT
$79.9B
$4.92M 0.04%
18,546
+1,499
+9% +$427K
SCHW
385
Charles Schwab
SCHW
$184B
$4.92M 0.04%
67,475
+584
+0.9% +$41.7K
DOCU
386
DocuSign
DOCU
$10.7B
$4.91M 0.04%
19,053
+1,543
+9% +$445K
CLSA
387
DELISTED
Cabana Target Leading Sector Aggressive ETF
CLSA
$4.86M 0.04%
+198,614
New +$4.99M
KEY icon
388
KeyCorp
KEY
$24.3B
$4.85M 0.04%
224,513
+47,507
+27% +$960K
BBAG icon
389
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.03B
$4.84M 0.04%
89,178
+35,732
+67% +$1.96M
MAR icon
390
Marriott International
MAR
$101B
$4.82M 0.04%
32,533
-4,159
-11% -$581K
XLG icon
391
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$4.82M 0.04%
+145,970
New +$4.94M
MINT icon
392
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$4.8M 0.04%
47,110
-17,848
-27% -$1.82M
VDC icon
393
Vanguard Consumer Staples ETF
VDC
$8.14B
$4.8M 0.04%
26,795
+3,454
+15% +$639K
VTEB icon
394
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$4.78M 0.04%
87,214
+1,238
+1% +$68.5K
EXC icon
395
Exelon
EXC
$48.4B
$4.73M 0.04%
137,180
+16,978
+14% +$580K
GM icon
396
General Motors
GM
$81.7B
$4.7M 0.04%
89,162
+14,937
+20% +$794K
PDBC icon
397
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.2B
$4.69M 0.04%
222,601
-415,042
-65% -$8.32M
TSM icon
398
TSMC
TSM
$2.03T
$4.67M 0.04%
41,833
-1,950
-4% -$229K
DVY icon
399
iShares Select Dividend ETF
DVY
$24.1B
$4.64M 0.04%
40,439
-16,293
-29% -$1.9M
ADI icon
400
Analog Devices
ADI
$178B
$4.64M 0.04%
27,686
+1,421
+5% +$238K
14 15
16
17 18

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.