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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMZ icon
376
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$3.1M 0.04%
214,925
+69,706
+48% +$951K
PSL icon
377
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$86.2M
$3.02M 0.03%
34,918
+5,818
+20% +$480K
PTLC icon
378
Pacer Trendpilot US Large Cap ETF
PTLC
$3.19B
$3.01M 0.03%
91,939
+7,754
+9% +$242K
TFC icon
379
Truist Financial
TFC
$63.9B
$2.99M 0.03%
62,387
-4,627
-7% -$209K
VXUS icon
380
Vanguard Total International Stock ETF
VXUS
$151B
$2.95M 0.03%
49,076
-528
-1% -$29.7K
MSCI icon
381
MSCI
MSCI
$42.4B
$2.93M 0.03%
6,564
+1,969
+43% +$773K
PARA
382
DELISTED
Paramount Global Class B
PARA
$2.93M 0.03%
78,614
+23,249
+42% +$746K
FFIV icon
383
F5
FFIV
$22B
$2.92M 0.03%
16,618
+2,781
+20% +$422K
F icon
384
Ford
F
$60.9B
$2.92M 0.03%
332,549
-273,334
-45% -$2.29M
ETN icon
385
Eaton
ETN
$141B
$2.91M 0.03%
24,223
-13,860
-36% -$1.57M
VAW icon
386
Vanguard Materials ETF
VAW
$3.01B
$2.91M 0.03%
+18,538
New +$2.73M
GSK icon
387
GSK
GSK
$107B
$2.9M 0.03%
63,022
-12,364
-16% -$568K
EFAV icon
388
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$2.89M 0.03%
39,340
-628
-2% -$44.2K
PBW icon
389
Invesco WilderHill Clean Energy ETF
PBW
$379M
$2.89M 0.03%
27,931
-2,455
-8% -$199K
NOBL icon
390
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$2.88M 0.03%
72,202
+18,046
+33% +$695K
BRO icon
391
Brown & Brown
BRO
$25.1B
$2.86M 0.03%
60,348
+1,674
+3% +$77.1K
GD icon
392
General Dynamics
GD
$103B
$2.86M 0.03%
19,204
-4,608
-19% -$674K
VDC icon
393
Vanguard Consumer Staples ETF
VDC
$8.16B
$2.85M 0.03%
16,391
+1,026
+7% +$174K
PTC icon
394
PTC
PTC
$15.3B
$2.85M 0.03%
23,825
+50
+0.2% +$4.97K
WM icon
395
Waste Management
WM
$95B
$2.84M 0.03%
24,094
+7,595
+46% +$886K
BWA icon
396
BorgWarner
BWA
$12.8B
$2.82M 0.03%
83,014
+3,739
+5% +$127K
SPLV icon
397
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$2.82M 0.03%
50,227
-11,684
-19% -$642K
ZBH icon
398
Zimmer Biomet
ZBH
$18.8B
$2.82M 0.03%
18,857
+1,246
+7% +$176K
GNL icon
399
Global Net Lease
GNL
$1.87B
$2.81M 0.03%
163,993
-352
-0.2% -$5.76K
NSC icon
400
Norfolk Southern
NSC
$75.4B
$2.8M 0.03%
11,778
-55
-0.5% -$12.5K
14 15
16
17 18

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.