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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
376
American Airlines Group
AAL
$9.82B
$2.5M 0.04%
203,226
+121,232
+148% +$1.52M
PTLC icon
377
Pacer Trendpilot US Large Cap ETF
PTLC
$3.19B
$2.49M 0.04%
84,185
+3,431
+4% +$99.9K
ORCL icon
378
Oracle
ORCL
$339B
$2.48M 0.04%
41,540
-6,086
-13% -$346K
SCHW
379
Charles Schwab
SCHW
$182B
$2.47M 0.04%
68,152
-29,522
-30% -$1.03M
GWRE icon
380
Guidewire Software
GWRE
$13.9B
$2.46M 0.04%
23,599
+8,506
+56% +$956K
QYLD icon
381
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.88B
$2.45M 0.03%
113,509
+20,033
+21% +$433K
CB icon
382
Chubb
CB
$140B
$2.44M 0.03%
21,026
+4,377
+26% +$550K
BLK icon
383
Blackrock
BLK
$167B
$2.44M 0.03%
4,327
-79
-2% -$45.1K
UTES icon
384
Virtus Reaves Utilities ETF
UTES
$1.32B
$2.44M 0.03%
64,599
-3,666
-5% -$139K
EW icon
385
Edwards Lifesciences
EW
$49.4B
$2.42M 0.03%
30,339
+9,883
+48% +$771K
ZBH icon
386
Zimmer Biomet
ZBH
$18.8B
$2.33M 0.03%
17,611
+3,166
+22% +$414K
VTIP icon
387
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.32M 0.03%
45,526
+1,803
+4% +$91.5K
VTC icon
388
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$2.32M 0.03%
25,144
-8,825
-26% -$821K
MAR icon
389
Marriott International
MAR
$100B
$2.3M 0.03%
24,888
-11,622
-32% -$1.1M
O icon
390
Realty Income
O
$61.1B
$2.29M 0.03%
38,919
-6,361
-14% -$376K
IXN icon
391
iShares Global Tech ETF
IXN
$7.87B
$2.28M 0.03%
51,834
-21,804
-30% -$927K
APD icon
392
Air Products & Chemicals
APD
$65.5B
$2.26M 0.03%
7,591
+2,648
+54% +$762K
MGM icon
393
MGM Resorts International
MGM
$11.7B
$2.25M 0.03%
103,334
+83,311
+416% +$1.65M
BBAG icon
394
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$2.23M 0.03%
39,928
+966
+2% +$54.2K
CHY
395
Calamos Convertible and High Income Fund
CHY
$978M
$2.22M 0.03%
190,420
+37,509
+25% +$445K
PSL icon
396
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$86.2M
$2.21M 0.03%
+29,100
New +$2.16M
LVGO
397
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$2.21M 0.03%
15,755
-7,369
-32% -$898K
RSG icon
398
Republic Services
RSG
$67.4B
$2.2M 0.03%
23,594
-7,558
-24% -$676K
WEC icon
399
WEC Energy
WEC
$36.3B
$2.2M 0.03%
22,717
-7,048
-24% -$657K
PH icon
400
Parker-Hannifin
PH
$120B
$2.18M 0.03%
10,763
-780
-7% -$153K
14 15
16
17 18

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.