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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTH icon
376
WisdomTree International High Dividend Fund
DTH
$644M
$1.51M 0.03%
51,309
+9,065
+21% +$337K
A icon
377
Agilent Technologies
A
$39.6B
$1.5M 0.03%
20,929
+4,256
+26% +$342K
DAL icon
378
Delta Air Lines
DAL
$56.7B
$1.5M 0.03%
52,542
+25,089
+91% +$1.24M
IXN icon
379
iShares Global Tech ETF
IXN
$7.87B
$1.49M 0.03%
49,170
-66,924
-58% -$2.31M
VEEV icon
380
Veeva Systems
VEEV
$33.8B
$1.49M 0.03%
9,540
+4,425
+87% +$649K
DVA icon
381
DaVita
DVA
$15.5B
$1.49M 0.03%
+19,548
New +$1.54M
BR icon
382
Broadridge
BR
$18.4B
$1.48M 0.03%
15,636
+13,388
+596% +$1.53M
URI icon
383
United Rentals
URI
$65.7B
$1.47M 0.03%
14,253
+10,127
+245% +$1.34M
VTIP icon
384
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.45M 0.03%
29,798
+252
+0.9% +$12.4K
SRCL
385
DELISTED
Stericycle Inc
SRCL
$1.45M 0.03%
29,875
+2,349
+9% +$138K
COF icon
386
Capital One
COF
$128B
$1.45M 0.03%
28,739
+8,929
+45% +$785K
XLE icon
387
State Street Energy Select Sector SPDR ETF
XLE
$39B
$1.45M 0.03%
99,724
+20,350
+26% +$483K
NI icon
388
NiSource
NI
$21.5B
$1.44M 0.03%
57,724
-189
-0.3% -$5.22K
IJJ icon
389
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$1.44M 0.03%
26,144
+762
+3% +$57.3K
STE icon
390
Steris
STE
$22.9B
$1.43M 0.03%
10,244
+8,643
+540% +$1.29M
PWR icon
391
Quanta Services
PWR
$84.2B
$1.43M 0.03%
45,068
+7,784
+21% +$289K
AZN icon
392
AstraZeneca
AZN
$269B
$1.43M 0.03%
15,986
-11,423
-42% -$1.08M
CHY
393
Calamos Convertible and High Income Fund
CHY
$978M
$1.43M 0.03%
161,477
+20,155
+14% +$216K
CSX icon
394
CSX Corp
CSX
$94B
$1.43M 0.03%
74,691
+9,801
+15% +$229K
NSC icon
395
Norfolk Southern
NSC
$75.4B
$1.42M 0.03%
9,735
+248
+3% +$45.8K
TT icon
396
Trane Technologies
TT
$98.8B
$1.42M 0.03%
17,136
+4,591
+37% +$557K
AOM icon
397
iShares Core Moderate Allocation ETF
AOM
$1.74B
$1.41M 0.03%
38,468
-47,666
-55% -$1.87M
RLI icon
398
RLI Corp
RLI
$6.02B
$1.4M 0.03%
31,896
+2,998
+10% +$132K
SONY icon
399
Sony
SONY
$137B
$1.4M 0.03%
118,170
-23,140
-16% -$303K
PSX icon
400
Phillips 66
PSX
$82.9B
$1.4M 0.03%
26,059
+4,804
+23% +$391K
14 15
16
17 18

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.