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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSI icon
376
iShares MSCI KLD 400 Social ETF
DSI
$5.14B
$1.76M 0.04%
29,266
+570
+2% +$32.7K
SRCL
377
DELISTED
Stericycle Inc
SRCL
$1.76M 0.04%
27,526
-5,067
-16% -$300K
RDS.B
378
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.74M 0.04%
29,059
+11,897
+69% +$700K
NXPI icon
379
NXP Semiconductors
NXPI
$66.6B
$1.74M 0.04%
13,691
+1,778
+15% +$206K
SCHO icon
380
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$1.72M 0.04%
67,950
+50,050
+280% +$1.26M
DGRW icon
381
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$1.71M 0.04%
35,337
+5,466
+18% +$255K
VCIT icon
382
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$1.71M 0.04%
18,680
+8,124
+77% +$741K
NCLH icon
383
Norwegian Cruise Line
NCLH
$9.01B
$1.71M 0.04%
29,197
+4,702
+19% +$248K
KIM icon
384
Kimco Realty
KIM
$17.8B
$1.7M 0.04%
82,123
+11,554
+16% +$242K
LVS icon
385
Las Vegas Sands
LVS
$31.5B
$1.69M 0.04%
24,538
+1,343
+6% +$83.8K
PAYX icon
386
Paychex
PAYX
$41.5B
$1.69M 0.04%
19,886
+526
+3% +$44.4K
LGOV icon
387
First Trust Long Duration Opportunities ETF
LGOV
$621M
$1.69M 0.04%
62,355
+27,197
+77% +$753K
WPG
388
DELISTED
Washington Prime Group Inc.
WPG
$1.69M 0.04%
51,424
+6,968
+16% +$253K
GD icon
389
General Dynamics
GD
$105B
$1.68M 0.04%
9,500
+677
+8% +$122K
VPL icon
390
Vanguard FTSE Pacific ETF
VPL
$8B
$1.67M 0.04%
23,998
+8,039
+50% +$551K
HBAN icon
391
Huntington Bancshares
HBAN
$34.8B
$1.67M 0.04%
110,612
+48,045
+77% +$704K
MDLZ icon
392
Mondelez International
MDLZ
$77.8B
$1.67M 0.04%
30,274
+7,766
+35% +$415K
TT icon
393
Trane Technologies
TT
$105B
$1.67M 0.04%
12,545
+36
+0.3% +$4.56K
ITW icon
394
Illinois Tool Works
ITW
$81.9B
$1.66M 0.04%
9,248
+1,188
+15% +$201K
STIP icon
395
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.65M 0.04%
16,405
-37,097
-69% -$3.72M
PSK icon
396
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$1.65M 0.04%
37,436
+6,254
+20% +$274K
KBWY icon
397
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$320M
$1.63M 0.04%
52,226
+8,429
+19% +$261K
AFL icon
398
Aflac
AFL
$64.4B
$1.63M 0.04%
30,798
+19,927
+183% +$1.06M
SFHY
399
DELISTED
WisdomTree U.S. Short Term High Yield Corporate Bond Fund
SFHY
$1.63M 0.04%
32,213
+9,152
+40% +$460K
TXN icon
400
Texas Instruments
TXN
$252B
$1.63M 0.04%
12,676
+4,086
+48% +$504K
14 15
16
17 18

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.