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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHS icon
376
State Street SPDR S&P Health Care Services ETF
XHS
$205M
$205K 0.02%
3,370
-450
-12% -$27.4K
DE icon
377
Deere & Co
DE
$170B
$201K 0.02%
+1,602
New +$198K
JDD
378
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$199K 0.02%
15,470
– –
DNP icon
379
DNP Select Income Fund
DNP
$4.18B
$196K 0.02%
+17,082
New +$193K
STAF
380
DELISTED
Staffing 360 Solutions, Inc. Common Stock (DE)
STAF
$194K 0.02%
73
+18
+33% +$35.5K
AOD
381
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$186K 0.02%
20,710
+1,000
+5% +$8.79K
SLV icon
382
iShares Silver Trust
SLV
$28.1B
$172K 0.02%
10,940
-916
-8% -$14.6K
RMT
383
Royce Micro-Cap Trust
RMT
$736M
$167K 0.02%
17,842
+1,021
+6% +$8.84K
CAFD
384
DELISTED
8point3 Energy Partners LP
CAFD
$156K 0.01%
+10,395
New +$151K
SPFF icon
385
Global X SuperIncome Preferred ETF
SPFF
$139M
$155K 0.01%
12,248
-8,997
-42% -$115K
ASXC
386
DELISTED
Asensus Surgical, Inc.
ASXC
$152K 0.01%
8,155
+1,236
+18% +$14.4K
JPC icon
387
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$151K 0.01%
14,243
+332
+2% +$3.48K
EHI
388
Western Asset Global High Income Fund
EHI
$175M
$146K 0.01%
14,159
+750
+6% +$7.64K
BBVA icon
389
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$143K 0.01%
16,005
+593
+4% +$5.25K
SIRI icon
390
SiriusXM
SIRI
$10B
$130K 0.01%
2,358
+992
+73% +$54.9K
BRG
391
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$116K 0.01%
10,492
-2,634
-20% -$30.1K
USO icon
392
United States Oil Fund
USO
$2.45B
$105K 0.01%
1,260
-63
-5% -$4.96K
PMM
393
Franklin Managed Municipal Income Trust
PMM
$275M
$91K 0.01%
12,100
-60
-0.5% -$455
MUFG icon
394
Mitsubishi UFJ Financial
MUFG
$258B
$80K 0.01%
12,404
-33
-0.3% -$208
DHY
395
Credit Suisse High Yield Credit Fund
DHY
$238M
$68K 0.01%
23,591
+9,528
+68% +$27.2K
DNR
396
DELISTED
Denbury Resources, Inc.
DNR
$13K ﹤0.01%
10,000
– –
SDRL
397
DELISTED
Seadrill Limited Common Stock
SDRL
$6K ﹤0.01%
+64
New +$5.58K
AIG icon
398
American International
AIG
$41.9B
– –
-3,574
Closed -$223K
BBWI icon
399
Bath & Body Works
BBWI
$4.01B
– –
-5,122
Closed -$223K
BIV icon
400
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-2,979
Closed -$252K
13 14 15
16
17

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SA
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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.