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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBIL icon
351
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$9.61M 0.06%
+95,999
New +$9.59M
USTB icon
352
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$9.6M 0.06%
195,626
-1,630
-0.8% -$79.8K
FAB icon
353
First Trust Multi Cap Value AlphaDEX Fund
FAB
$165M
$9.59M 0.06%
+137,679
New +$9.98M
COP icon
354
ConocoPhillips
COP
$144B
$9.57M 0.06%
96,489
-2,539
-3% -$278K
CI icon
355
Cigna
CI
$78.4B
$9.54M 0.06%
37,329
+7,143
+24% +$2.08M
JCI icon
356
Johnson Controls International
JCI
$85.1B
$9.53M 0.06%
158,244
+28,300
+22% +$1.81M
ACN icon
357
Accenture
ACN
$106B
$9.52M 0.06%
33,312
+9,816
+42% +$2.68M
FNK icon
358
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$9.5M 0.06%
+217,383
New +$9.95M
SBUX icon
359
Starbucks
SBUX
$119B
$9.42M 0.06%
90,469
-12,454
-12% -$1.3M
HUM icon
360
Humana
HUM
$43.9B
$9.29M 0.06%
19,137
-78
-0.4% -$38.6K
MRVL icon
361
Marvell Technology
MRVL
$147B
$9.29M 0.06%
214,546
+27,416
+15% +$1.15M
SCHP icon
362
Schwab US TIPS ETF
SCHP
$16.4B
$9.16M 0.06%
341,812
-498,838
-59% -$13.1M
FHLC icon
363
Fidelity MSCI Health Care Index ETF
FHLC
$3.35B
$9.13M 0.06%
148,494
+13,613
+10% +$845K
LGLV icon
364
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
$9.07M 0.06%
66,276
-8,970
-12% -$1.22M
SPIB icon
365
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$9.04M 0.06%
278,195
-12,847
-4% -$414K
DFCF icon
366
Dimensional Core Fixed Income ETF
DFCF
$10.8B
$9.03M 0.06%
212,368
+22,836
+12% +$966K
QQEW icon
367
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$9.02M 0.06%
89,573
+78,633
+719% +$7.55M
NKE icon
368
Nike
NKE
$64.1B
$8.92M 0.06%
72,715
+12,245
+20% +$1.51M
DECT icon
369
AllianzIM U.S. Equity Buffer10 Dec ETF
DECT
$123M
$8.9M 0.06%
350,480
+27,977
+9% +$695K
TDSC icon
370
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$100M
$8.85M 0.06%
401,534
-70,033
-15% -$1.56M
CWB icon
371
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$8.83M 0.06%
131,713
+78,141
+146% +$5.23M
MO icon
372
Altria Group
MO
$125B
$8.81M 0.06%
197,450
-156,432
-44% -$7.19M
PGHY icon
373
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$8.78M 0.06%
456,722
-51,302
-10% -$998K
C icon
374
Citigroup
C
$213B
$8.74M 0.06%
186,413
-32,768
-15% -$1.61M
BSCN
375
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$8.68M 0.06%
411,635
+228,874
+125% +$4.82M
13 14
15
16 17

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.