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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNP icon
351
CenterPoint Energy
CNP
$28.8B
$5.72M 0.05%
232,457
+40,801
+21% +$1.04M
DE icon
352
Deere & Co
DE
$173B
$5.71M 0.05%
17,047
+88
+0.5% +$31.7K
PARA
353
DELISTED
Paramount Global Class B
PARA
$5.67M 0.05%
143,593
+34,710
+32% +$1.41M
IP icon
354
International Paper
IP
$23.3B
$5.64M 0.05%
106,438
+18,933
+22% +$1.05M
ES icon
355
Eversource Energy
ES
$28.4B
$5.62M 0.05%
68,686
+6,375
+10% +$554K
SCHX icon
356
Schwab US Large- Cap ETF
SCHX
$71.3B
$5.6M 0.05%
322,728
-398,940
-55% -$7.11M
CELH icon
357
Celsius Holdings
CELH
$7.53B
$5.57M 0.05%
185,556
+177,603
+2,233% +$4.56M
ETR icon
358
Entergy
ETR
$52.4B
$5.55M 0.05%
111,710
+15,074
+16% +$807K
MGC icon
359
Vanguard Mega Cap 300 Index ETF
MGC
$9.88B
$5.52M 0.05%
36,224
+30,428
+525% +$4.78M
TROW icon
360
T. Rowe Price
TROW
$26.1B
$5.51M 0.05%
28,016
-833
-3% -$175K
MO icon
361
Altria Group
MO
$125B
$5.5M 0.05%
120,843
+21,082
+21% +$1.02M
STX icon
362
Seagate
STX
$169B
$5.49M 0.05%
66,514
+5,000
+8% +$435K
INTU icon
363
Intuit
INTU
$85.6B
$5.48M 0.05%
10,156
+1,367
+16% +$737K
VOOG icon
364
Vanguard S&P 500 Growth ETF
VOOG
$25.2B
$5.46M 0.05%
122,808
+9,372
+8% +$430K
PKW icon
365
Invesco BuyBack Achievers ETF
PKW
$1.73B
$5.43M 0.04%
60,197
-28,385
-32% -$2.61M
SLV icon
366
iShares Silver Trust
SLV
$27.6B
$5.42M 0.04%
263,919
-207,056
-44% -$4.66M
LUV icon
367
Southwest Airlines
LUV
$22.7B
$5.39M 0.04%
104,820
+2,677
+3% +$135K
LGOV icon
368
First Trust Long Duration Opportunities ETF
LGOV
$625M
$5.38M 0.04%
195,101
+18,887
+11% +$530K
WM icon
369
Waste Management
WM
$96.1B
$5.36M 0.04%
35,902
+4,292
+14% +$642K
DDWM icon
370
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$5.33M 0.04%
178,441
+28,749
+19% +$891K
EMLC icon
371
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$5.24M 0.04%
174,889
+46,902
+37% +$1.44M
IJJ icon
372
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
$5.24M 0.04%
50,816
-83,753
-62% -$8.8M
FPEI icon
373
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$5.19M 0.04%
251,406
+26,969
+12% +$559K
SHW icon
374
Sherwin-Williams
SHW
$87.4B
$5.19M 0.04%
18,553
-9,761
-34% -$2.86M
LRCX icon
375
Lam Research
LRCX
$337B
$5.19M 0.04%
91,180
+15,630
+21% +$951K
13 14
15
16 17

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.