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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
351
United Airlines
UAL
$38.8B
$3.4M 0.04%
78,561
+3,973
+5% +$161K
DG icon
352
Dollar General
DG
$28.4B
$3.39M 0.04%
16,115
-3,133
-16% -$669K
LDOS icon
353
Leidos
LDOS
$14.4B
$3.38M 0.04%
32,205
-5,906
-15% -$566K
SHV icon
354
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$3.38M 0.04%
30,602
+3,091
+11% +$342K
EMLC icon
355
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$3.37M 0.04%
101,183
+11,230
+12% +$359K
ZM icon
356
Zoom
ZM
$27.1B
$3.36M 0.04%
9,974
+1,979
+25% +$882K
HBAN icon
357
Huntington Bancshares
HBAN
$34B
$3.31M 0.04%
261,762
-120,504
-32% -$1.37M
NET icon
358
Cloudflare
NET
$96B
$3.29M 0.04%
43,303
-449
-1% -$29.4K
VTR icon
359
Ventas
VTR
$47.5B
$3.25M 0.04%
66,365
+2,314
+4% +$107K
ACWV icon
360
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$3.24M 0.04%
33,477
+2,456
+8% +$232K
CB icon
361
Chubb
CB
$140B
$3.23M 0.04%
20,991
-35
-0.2% -$4.91K
VONV icon
362
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$3.21M 0.04%
53,658
+3,646
+7% +$205K
BR icon
363
Broadridge
BR
$18.4B
$3.18M 0.04%
20,755
-1,144
-5% -$166K
SPSM icon
364
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$3.18M 0.04%
88,787
-39,077
-31% -$1.25M
NIO icon
365
NIO
NIO
$11.9B
$3.18M 0.04%
65,210
+23,563
+57% +$912K
BP icon
366
BP
BP
$112B
$3.17M 0.04%
154,716
-72,250
-32% -$1.36M
DIVO icon
367
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.45B
$3.17M 0.04%
96,816
+14,644
+18% +$462K
PPL
368
PPL Corp
PPL
$26.9B
$3.15M 0.04%
111,863
-1,068
-0.9% -$30.3K
LLY icon
369
Eli Lilly
LLY
$1.08T
$3.15M 0.04%
18,638
+1,015
+6% +$152K
GPN icon
370
Global Payments
GPN
$24.1B
$3.14M 0.04%
14,587
-2,057
-12% -$384K
DTE icon
371
DTE Energy
DTE
$29.9B
$3.13M 0.04%
30,302
+9,600
+46% +$1.01M
BRK.A icon
372
Berkshire Hathaway Class A
BRK.A
$1.1T
$3.13M 0.04%
9
-2
-18% -$662K
ETR icon
373
Entergy
ETR
$50.3B
$3.11M 0.04%
62,294
-4,556
-7% -$240K
AAL icon
374
American Airlines Group
AAL
$9.82B
$3.1M 0.04%
196,830
-6,396
-3% -$88.6K
HUM icon
375
Humana
HUM
$43.9B
$3.1M 0.04%
7,561
+3,755
+99% +$1.56M
13 14
15
16 17

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.