We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
351
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$2.71M 0.04%
91,256
+54,360
+147% +$1.61M
FNOV icon
352
FT Vest US Equity Buffer ETF November
FNOV
$1.19B
$2.71M 0.04%
83,117
+7,160
+9% +$230K
PFF icon
353
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.71M 0.04%
74,274
-78,552
-51% -$2.83M
BWA icon
354
BorgWarner
BWA
$12.8B
$2.7M 0.04%
79,275
+6,190
+8% +$213K
VTR icon
355
Ventas
VTR
$47.5B
$2.69M 0.04%
64,051
-29,737
-32% -$1.19M
IYW icon
356
iShares US Technology ETF
IYW
$22.6B
$2.69M 0.04%
35,684
+19,628
+122% +$1.43M
DVY icon
357
iShares Select Dividend ETF
DVY
$23.8B
$2.66M 0.04%
32,645
+1,482
+5% +$124K
BRO icon
358
Brown & Brown
BRO
$25.1B
$2.66M 0.04%
58,674
+877
+2% +$39.1K
GNL icon
359
Global Net Lease
GNL
$1.87B
$2.61M 0.04%
164,345
-45,913
-22% -$776K
LLY icon
360
Eli Lilly
LLY
$1.08T
$2.61M 0.04%
17,623
+3,390
+24% +$525K
VONV icon
361
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$2.6M 0.04%
50,012
-10,934
-18% -$569K
UAL icon
362
United Airlines
UAL
$38.8B
$2.59M 0.04%
74,588
+24,323
+48% +$841K
VXUS icon
363
Vanguard Total International Stock ETF
VXUS
$151B
$2.59M 0.04%
49,604
-1,630
-3% -$85.5K
HYS icon
364
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$2.58M 0.04%
27,452
+19,148
+231% +$1.79M
NEM icon
365
Newmont
NEM
$96.2B
$2.58M 0.04%
40,585
+3,138
+8% +$205K
SPTL icon
366
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$2.57M 0.04%
54,961
-164,477
-75% -$7.8M
SPSB icon
367
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.56M 0.04%
81,720
+9,125
+13% +$286K
PSA icon
368
Public Storage
PSA
$61.5B
$2.56M 0.04%
11,486
+3
+0% +$613
TFC icon
369
Truist Financial
TFC
$63.9B
$2.55M 0.04%
67,014
-12,577
-16% -$474K
CL icon
370
Colgate-Palmolive
CL
$74.8B
$2.54M 0.04%
32,950
+3,631
+12% +$277K
QDEF icon
371
FlexShares Quality Dividend Defensive Index Fund
QDEF
$545M
$2.54M 0.04%
57,414
+748
+1% +$33K
NSC icon
372
Norfolk Southern
NSC
$75.4B
$2.53M 0.04%
11,833
+650
+6% +$131K
FIS icon
373
Fidelity National Information Services
FIS
$24.2B
$2.53M 0.04%
17,177
+5,032
+41% +$727K
VDC icon
374
Vanguard Consumer Staples ETF
VDC
$8.16B
$2.51M 0.04%
15,365
-11,724
-43% -$1.89M
DIVO icon
375
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.45B
$2.5M 0.04%
+82,172
New +$2.46M
13 14
15
16 17

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.