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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
351
Mondelez International
MDLZ
$80.5B
$1.67M 0.04%
33,335
+3,061
+10% +$166K
IWM icon
352
PUT
iShares Russell 2000 ETF
IWM
$80.2B
$1.66M 0.04%
259,000
+257,400
+16,088% +$38.4M
EVT icon
353
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.09B
$1.66M 0.04%
98,570
+4,561
+5% +$104K
DE icon
354
Deere & Co
DE
$162B
$1.64M 0.04%
11,898
-3,210
-21% -$508K
SYK icon
355
Stryker
SYK
$133B
$1.63M 0.04%
9,767
-729
-7% -$142K
NOBL icon
356
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1.62M 0.04%
56,074
+5,102
+10% +$178K
MS icon
357
Morgan Stanley
MS
$330B
$1.61M 0.04%
47,461
+21,189
+81% +$998K
NGG icon
358
National Grid
NGG
$80.8B
$1.61M 0.04%
31,321
+5,612
+22% +$310K
LGOV icon
359
First Trust Long Duration Opportunities ETF
LGOV
$621M
$1.6M 0.04%
55,233
-7,122
-11% -$202K
PTC icon
360
PTC
PTC
$15.7B
$1.6M 0.04%
26,176
+15,494
+145% +$1.15M
RSG icon
361
Republic Services
RSG
$65B
$1.6M 0.04%
21,287
+5,340
+33% +$483K
ATVI
362
DELISTED
Activision Blizzard
ATVI
$1.58M 0.04%
26,527
+211
+0.8% +$12.5K
AVGO icon
363
Broadcom
AVGO
$1.85T
$1.58M 0.04%
66,490
+23,870
+56% +$672K
LAMR icon
364
Lamar Advertising Co
LAMR
$16.3B
$1.57M 0.04%
30,669
+3,723
+14% +$300K
HPQ icon
365
HP
HPQ
$24.6B
$1.57M 0.04%
90,431
+29,264
+48% +$592K
FIS icon
366
Fidelity National Information Services
FIS
$23.8B
$1.56M 0.04%
12,843
+3,890
+43% +$540K
PAYX icon
367
Paychex
PAYX
$41.4B
$1.55M 0.04%
24,686
+4,800
+24% +$383K
PGX icon
368
Invesco Preferred ETF
PGX
$3.81B
$1.55M 0.04%
117,571
+31,943
+37% +$459K
HYD icon
369
VanEck High Yield Muni ETF
HYD
$4.44B
$1.54M 0.04%
29,418
+20,515
+230% +$1.26M
QYLD icon
370
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.06B
$1.53M 0.04%
79,502
+53,637
+207% +$1.19M
AGNC icon
371
AGNC Investment
AGNC
$12.7B
$1.53M 0.04%
144,743
+103,845
+254% +$1.73M
CME icon
372
CME Group
CME
$96.1B
$1.53M 0.04%
8,825
+1,694
+24% +$337K
DG icon
373
Dollar General
DG
$28.1B
$1.52M 0.04%
10,082
+5,287
+110% +$816K
AES icon
374
AES
AES
$10.6B
$1.52M 0.04%
111,846
+32,257
+41% +$578K
XLSR icon
375
State Street US Sector Rotation ETF
XLSR
$999M
$1.52M 0.03%
54,397
+20,934
+63% +$682K
13 14
15
16 17

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.