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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
351
Energy Transfer Partners
ET
$70.1B
$1.93M 0.04%
150,474
+29,552
+24% +$364K
NOBL icon
352
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.93M 0.04%
50,972
+3,434
+7% +$126K
RCL icon
353
Royal Caribbean
RCL
$78.7B
$1.93M 0.04%
14,428
+5,367
+59% +$625K
SONY icon
354
Sony
SONY
$123B
$1.92M 0.04%
141,310
+5,660
+4% +$70.6K
ICE icon
355
Intercontinental Exchange
ICE
$82.4B
$1.92M 0.04%
20,716
+5,491
+36% +$510K
VGK icon
356
Vanguard FTSE Europe ETF
VGK
$30B
$1.9M 0.04%
32,449
+10,115
+45% +$565K
HECO
357
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$1.9M 0.04%
45,575
+461
+1% +$18.9K
VCR icon
358
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$1.89M 0.04%
9,988
+394
+4% +$72.1K
UTES icon
359
Virtus Reaves Utilities ETF
UTES
$1.4B
$1.89M 0.04%
+45,679
New +$1.85M
FXL icon
360
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.88M 0.04%
25,914
+15,193
+142% +$1.04M
HQH
361
abrdn Healthcare Investors
HQH
$1.23B
$1.87M 0.04%
89,616
+26,454
+42% +$524K
DD icon
362
DuPont de Nemours
DD
$18.6B
$1.86M 0.04%
23,123
+1,179
+5% +$97.9K
IHDG icon
363
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
$1.86M 0.04%
51,222
+12,706
+33% +$443K
LADR
364
Ladder Capital
LADR
$1.25B
$1.85M 0.04%
102,309
+4,007
+4% +$69.2K
NSC icon
365
Norfolk Southern
NSC
$78.8B
$1.84M 0.04%
9,487
+1,697
+22% +$318K
CL icon
366
Colgate-Palmolive
CL
$72.6B
$1.81M 0.04%
26,321
+6,633
+34% +$452K
CI icon
367
Cigna
CI
$76.6B
$1.8M 0.04%
8,810
+2,346
+36% +$430K
ADP icon
368
Automatic Data Processing
ADP
$100B
$1.79M 0.04%
10,502
+2,264
+27% +$375K
CLX icon
369
Clorox
CLX
$11.6B
$1.79M 0.04%
11,664
+1,473
+14% +$220K
DTH icon
370
WisdomTree International High Dividend Fund
DTH
$638M
$1.78M 0.04%
42,244
+232
+0.6% +$9.41K
PH icon
371
Parker-Hannifin
PH
$125B
$1.78M 0.04%
8,628
+467
+6% +$90.5K
SHV icon
372
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$1.78M 0.04%
16,082
+9,257
+136% +$1.02M
NEM icon
373
Newmont
NEM
$98.2B
$1.77M 0.04%
40,760
+1,557
+4% +$60.9K
XAR icon
374
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$1.77M 0.04%
16,220
+1,586
+11% +$171K
SPLV icon
375
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$1.77M 0.04%
30,324
-55,898
-65% -$3.21M
13 14
15
16 17

Similar funds

SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.