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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.42%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
+$348M
Cap. Flow
+$287M
Cap. Flow %
15.8%
Top 10 Hldgs %
35.29%
Holding
634
New
179
Increased
337
Reduced
84
Closed
30

Top Buys

Rank Stock Value
1
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$19.7M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$15.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$9.56M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.07M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$9.04M

Top Sells

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$57.4M
2
MLPA icon
Global X MLP ETF
MLPA
+$21.1M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.1M
4
LVHB
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
+$4.34M
5
GLD icon
SPDR Gold Trust
GLD
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 3.85%
2 Energy 2.76%
3 Healthcare 2.55%
4 Industrials 2.34%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCG icon
351
iShares Morningstar Growth ETF
ILCG
$3.1B
$444K 0.02%
11,955
+3,410
+40% +$124K
SPAB icon
352
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$442K 0.02%
+15,940
New +$444K
FISV
353
Fiserv Inc
FISV
$27.2B
$439K 0.02%
5,334
+55
+1% +$4.32K
SPFF icon
354
Global X SuperIncome Preferred ETF
SPFF
$139M
$437K 0.02%
36,674
+24,607
+204% +$294K
RIGS icon
355
ALPS Strategic Income Fund
RIGS
$60.4M
$435K 0.02%
+17,667
New +$433K
PFG icon
356
Principal Financial Group
PFG
$23.6B
$434K 0.02%
+7,416
New +$413K
HUBB icon
357
Hubbell
HUBB
$25.7B
$431K 0.02%
+3,229
New +$396K
CVS icon
358
CVS Health
CVS
$137B
$428K 0.02%
5,437
+1,620
+42% +$116K
IVZ icon
359
Invesco
IVZ
$13.3B
$421K 0.02%
+18,386
New +$460K
MCHP icon
360
Microchip Technology
MCHP
$42.8B
$421K 0.02%
10,682
+5,478
+105% +$242K
LVHB
361
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$421K 0.02%
13,359
-138,312
-91% -$4.34M
SLB icon
362
SLB Ltd
SLB
$77.8B
$419K 0.02%
+6,875
New +$443K
CWB icon
363
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$418K 0.02%
+7,749
New +$415K
RCL icon
364
Royal Caribbean
RCL
$78.7B
$418K 0.02%
+3,216
New +$377K
VEU icon
365
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$418K 0.02%
8,030
+2,652
+49% +$138K
SLV icon
366
iShares Silver Trust
SLV
$28.1B
$417K 0.02%
30,395
+825
+3% +$11.6K
GILD icon
367
Gilead Sciences
GILD
$161B
$416K 0.02%
5,392
+1,017
+23% +$76.8K
GD icon
368
General Dynamics
GD
$105B
$412K 0.02%
2,013
+512
+34% +$100K
KMI icon
369
Kinder Morgan
KMI
$73.1B
$412K 0.02%
23,254
+6,393
+38% +$114K
IJK icon
370
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$411K 0.02%
7,056
+2,748
+64% +$160K
ACWV icon
371
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$406K 0.02%
4,623
-822
-15% -$70.7K
INTU icon
372
Intuit
INTU
$81.1B
$405K 0.02%
1,781
-543
-23% -$117K
STWD icon
373
Starwood Property Trust
STWD
$6.12B
$404K 0.02%
+18,751
New +$415K
DAL icon
374
Delta Air Lines
DAL
$55.9B
$403K 0.02%
+6,964
New +$383K
BBY icon
375
Best Buy
BBY
$18B
$401K 0.02%
+5,058
New +$392K
13 14
15
16 17

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AE Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, AE Wealth Management held 634 positions worth $1.82B, up 24% from $1.47B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

AE Wealth Management deployed $287M of net new capital in Q3 2018, opening 179 new positions and adding to 337 existing holdings. Its largest new stake was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, up from 3.1% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was VanEck Fallen Angel High Yield Bond ETF, an estimated $57.4M trimmed.

  • AE Wealth Management's largest Q3 2018 buy was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.
  • AE Wealth Management added most to Vanguard Long-Term Treasury ETF in Q3 2018, an estimated $19.7M increase.
  • AE Wealth Management's biggest Q3 2018 reduction was VanEck Fallen Angel High Yield Bond ETF, cutting an estimated $57.4M.
  • AE Wealth Management fully exited Invesco DB Agriculture Fund in Q3 2018, selling an estimated $1.54M.
  • AE Wealth Management's ten largest holdings make up 35% of its $1.82B portfolio in Q3 2018.
  • AE Wealth Management opened 179 new positions and closed 30 in Q3 2018.
  • AE Wealth Management's portfolio value rose 24% quarter-over-quarter to $1.82B.

Based on AE Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.