We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
351
Kinder Morgan
KMI
$73.1B
$238K 0.02%
+12,392
New +$241K
IEI icon
352
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$237K 0.02%
1,923
-36
-2% -$4.46K
PYPL icon
353
PayPal
PYPL
$49.5B
$236K 0.02%
3,692
-47
-1% -$2.82K
FLGE
354
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$236K 0.02%
1,196
– –
RPG icon
355
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$235K 0.02%
11,725
-5,660
-33% -$110K
KRE icon
356
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$234K 0.02%
4,128
-1,623
-28% -$87.2K
CB icon
357
Chubb
CB
$140B
$233K 0.02%
1,635
+242
+17% +$35K
CFFN icon
358
Capitol Federal Financial
CFFN
$1.08B
$229K 0.02%
15,605
-113
-0.7% -$1.57K
SCHF icon
359
Schwab International Equity ETF
SCHF
$65.6B
$227K 0.02%
13,552
-216
-2% -$3.52K
XHR
360
Xenia Hotels & Resorts
XHR
$1.98B
$226K 0.02%
+10,755
New +$215K
UBSI icon
361
United Bankshares
UBSI
$6.55B
$223K 0.02%
6,009
– –
GAP
362
The Gap Inc
GAP
$6.84B
$223K 0.02%
+7,562
New +$186K
BDX icon
363
Becton Dickinson
BDX
$43.1B
$221K 0.02%
1,154
+16
+1% +$3.1K
BXMX
364
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$221K 0.02%
15,799
– –
EPD icon
365
Enterprise Products Partners
EPD
$83.8B
$221K 0.02%
8,466
+224
+3% +$5.92K
CI icon
366
Cigna
CI
$76.6B
$219K 0.02%
+1,172
New +$209K
VFC icon
367
VF Corp
VFC
$6.68B
$219K 0.02%
3,654
-1,918
-34% -$111K
BLK icon
368
Blackrock
BLK
$164B
$218K 0.02%
+487
New +$208K
HYD icon
369
VanEck High Yield Muni ETF
HYD
$4.44B
$217K 0.02%
3,466
-3,349
-49% -$208K
NEE icon
370
NextEra Energy
NEE
$187B
$216K 0.02%
5,888
-132
-2% -$4.83K
DJP icon
371
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$215K 0.02%
9,247
-12,678
-58% -$292K
AOA icon
372
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$213K 0.02%
+3,979
New +$209K
SLB icon
373
SLB Ltd
SLB
$77.8B
$212K 0.02%
+3,032
New +$200K
LAZ icon
374
Lazard
LAZ
$4.37B
$210K 0.02%
4,646
+310
+7% +$13.7K
BSCH
375
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$207K 0.02%
+9,163
New +$207K
13 14
15
16 17

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.