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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
351
Qualcomm
QCOM
$176B
$6.7M 0.04%
52,024
-109,125
-68% -$15.9M
DFAC icon
352
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$6.68M 0.04%
171,994
+32,765
+24% +$1.32M
UPS icon
353
United Parcel Service
UPS
$97.6B
$6.67M 0.04%
67,766
+13,934
+26% +$1.49M
FREL icon
354
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$6.65M 0.04%
247,230
-1,367,388
-85% -$38.1M
IEF icon
355
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$6.65M 0.04%
69,657
-23,218
-25% -$2.23M
FSTA icon
356
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$6.65M 0.04%
127,017
-33,489
-21% -$1.79M
PANW icon
357
Palo Alto Networks
PANW
$264B
$6.63M 0.04%
41,383
+2,449
+6% +$411K
SPD icon
358
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
$6.6M 0.04%
181,383
-897
-0.5% -$34.6K
SEPU
359
AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF
SEPU
$153M
$6.57M 0.04%
+234,594
New +$6.77M
SCSB
360
Sterling Capital Short Duration Bond ETF
SCSB
$32.5M
$6.49M 0.04%
+258,611
New +$6.48M
DIA icon
361
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$6.44M 0.03%
13,911
-1,986
-12% -$962K
TJX icon
362
TJX Companies
TJX
$170B
$6.42M 0.03%
40,201
+8,443
+27% +$1.31M
BSV icon
363
Vanguard Short-Term Bond ETF
BSV
$44.6B
$6.4M 0.03%
81,622
-42,321
-34% -$3.33M
AMT icon
364
American Tower
AMT
$77.7B
$6.39M 0.03%
37,015
+5,741
+18% +$1.03M
VYM icon
365
Vanguard High Dividend Yield ETF
VYM
$81.1B
$6.34M 0.03%
42,819
-171,671
-80% -$25.8M
JAJL
366
Innovator Equity Defined Protection ETF - 6mo Jan/Jul
JAJL
$258M
$6.29M 0.03%
216,324
-52,960
-20% -$1.54M
AVEM icon
367
Avantis Emerging Markets Equity ETF
AVEM
$24.9B
$6.28M 0.03%
77,876
+7,749
+11% +$643K
IYJ icon
368
iShares US Industrials ETF
IYJ
$1.98B
$6.14M 0.03%
41,635
+40,594
+3,900% +$6.28M
FNDX icon
369
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$6.13M 0.03%
219,974
+18,508
+9% +$524K
GBIL icon
370
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$6.12M 0.03%
61,122
+53,082
+660% +$5.31M
IJH icon
371
iShares Core S&P Mid-Cap ETF
IJH
$123B
$6.12M 0.03%
90,638
+22,924
+34% +$1.59M
PAYH
372
TrueShares S&P Autocallable High Income ETF
PAYH
$26.1M
$6.1M 0.03%
+298,875
New +$7.18M
SDIV icon
373
Global X SuperDividend ETF
SDIV
$1.21B
$6.08M 0.03%
240,887
+115,988
+93% +$2.95M
MDLZ icon
374
Mondelez International
MDLZ
$77.7B
$6.06M 0.03%
105,153
+19,464
+23% +$1.13M
SYY icon
375
Sysco
SYY
$39.7B
$5.99M 0.03%
84,006
+1,611
+2% +$133K
13 14
15
16 17

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.