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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
326
CSX Corp
CSX
$94.2B
$12.5M 0.07%
405,076
+41,368
+11% +$1.31M
IUSV icon
327
iShares Core S&P US Value ETF
IUSV
$27.5B
$12.4M 0.07%
166,255
-24,164
-13% -$1.9M
NWL icon
328
Newell Brands
NWL
$2.24B
$12.4M 0.07%
1,372,998
-106,625
-7% -$1.06M
FE icon
329
FirstEnergy
FE
$28.7B
$12.2M 0.07%
357,541
-918
-0.3% -$34.2K
FLG
330
Flagstar Bank National Association
FLG
$5.83B
$12.2M 0.07%
357,988
-33,269
-9% -$1.2M
DUK icon
331
Duke Energy
DUK
$101B
$12.1M 0.07%
137,191
-5,161
-4% -$473K
IHI icon
332
iShares US Medical Devices ETF
IHI
$3.14B
$12.1M 0.07%
249,255
-41,435
-14% -$2.2M
IVZ icon
333
Invesco
IVZ
$13B
$12.1M 0.07%
831,263
-99,060
-11% -$1.59M
KMI icon
334
Kinder Morgan
KMI
$70.3B
$12.1M 0.07%
727,848
+136,473
+23% +$2.35M
DFAC icon
335
Dimensional US Core Equity 2 ETF
DFAC
$47.7B
$12M 0.07%
456,172
+148,420
+48% +$4.05M
TYA icon
336
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$65.6M
$11.9M 0.07%
937,541
+103,960
+12% +$1.44M
DE icon
337
Deere & Co
DE
$173B
$11.9M 0.07%
31,494
+729
+2% +$301K
SON icon
338
Sonoco
SON
$5.99B
$11.8M 0.07%
217,202
-23,025
-10% -$1.3M
VOE icon
339
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$11.8M 0.07%
89,879
+6,304
+8% +$873K
AFL icon
340
Aflac
AFL
$65.9B
$11.8M 0.07%
153,251
+4,795
+3% +$356K
IDXX icon
341
Idexx Laboratories
IDXX
$44.9B
$11.7M 0.07%
26,801
+561
+2% +$280K
FMAT icon
342
Fidelity MSCI Materials Index ETF
FMAT
$595M
$11.7M 0.07%
264,693
+1,852
+0.7% +$85.7K
C icon
343
Citigroup
C
$222B
$11.6M 0.07%
282,912
+12,241
+5% +$537K
SHOP icon
344
Shopify
SHOP
$169B
$11.6M 0.07%
213,080
+7,996
+4% +$484K
BA icon
345
Boeing
BA
$175B
$11.6M 0.07%
60,391
+2,105
+4% +$461K
PYPL icon
346
PayPal
PYPL
$51.4B
$11.6M 0.07%
198,000
+462
+0.2% +$30.1K
CWB icon
347
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$11.5M 0.07%
170,016
-88,538
-34% -$6.17M
QDEC icon
348
FT Vest Growth-100 Buffer ETF December
QDEC
$680M
$11.4M 0.07%
505,858
+366,205
+262% +$8.26M
DFSI
349
Dimensional International Sustainability Core 1 ETF
DFSI
$1.13B
$11.4M 0.07%
398,292
+16,763
+4% +$505K
SCHW
350
Charles Schwab
SCHW
$184B
$11.4M 0.07%
207,067
+23,531
+13% +$1.42M
12 13
14
15 16

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.