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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPN icon
326
Global Payments
GPN
$23.9B
$6.37M 0.05%
40,392
+22,051
+120% +$3.83M
SPHD icon
327
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$6.31M 0.05%
149,125
-21,930
-13% -$960K
MMM icon
328
3M
MMM
$94.1B
$6.3M 0.05%
42,982
+1,395
+3% +$226K
CLSM icon
329
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
$94M
$6.28M 0.05%
+255,215
New +$6.45M
LLY icon
330
Eli Lilly
LLY
$1.09T
$6.28M 0.05%
27,176
+1,586
+6% +$391K
IVE icon
331
iShares S&P 500 Value ETF
IVE
$49.6B
$6.26M 0.05%
43,073
+11,165
+35% +$1.66M
VTIP icon
332
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$6.23M 0.05%
118,456
+6,356
+6% +$333K
IGLB icon
333
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.65B
$6.18M 0.05%
89,189
+17,220
+24% +$1.22M
KNG icon
334
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.48B
$6.14M 0.05%
118,381
+112,225
+1,823% +$6.09M
GIS icon
335
General Mills
GIS
$20.1B
$6.11M 0.05%
102,177
-24,242
-19% -$1.43M
VCLT icon
336
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.91B
$6.08M 0.05%
57,566
+22,446
+64% +$2.43M
HCA icon
337
HCA Healthcare
HCA
$92.8B
$6.03M 0.05%
24,842
+1,612
+7% +$394K
PFG icon
338
Principal Financial Group
PFG
$24.6B
$6M 0.05%
93,240
+15,520
+20% +$996K
OKE icon
339
Oneok
OKE
$55.9B
$5.95M 0.05%
102,524
+9,907
+11% +$532K
DOW icon
340
Dow Inc
DOW
$20.8B
$5.9M 0.05%
102,529
+15,077
+17% +$923K
DTE icon
341
DTE Energy
DTE
$30.4B
$5.88M 0.05%
52,673
+3,833
+8% +$450K
ADSK icon
342
Autodesk
ADSK
$50.1B
$5.88M 0.05%
20,615
+7,601
+58% +$2.33M
ARKG icon
343
ARK Genomic Revolution ETF
ARKG
$1.54B
$5.87M 0.05%
78,489
-15,467
-16% -$1.3M
MDY icon
344
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$5.86M 0.05%
12,179
-11,068
-48% -$5.44M
CINF icon
345
Cincinnati Financial
CINF
$28.3B
$5.83M 0.05%
50,997
+3,708
+8% +$440K
IPG
346
DELISTED
Interpublic Group of Companies
IPG
$5.82M 0.05%
158,718
+16,286
+11% +$583K
MDT icon
347
Medtronic
MDT
$111B
$5.77M 0.05%
46,047
+3,752
+9% +$486K
TJX icon
348
TJX Companies
TJX
$178B
$5.75M 0.05%
87,195
+9,357
+12% +$653K
TT icon
349
Trane Technologies
TT
$104B
$5.75M 0.05%
33,309
-3,425
-9% -$659K
SYK icon
350
Stryker
SYK
$133B
$5.72M 0.05%
21,709
+220
+1% +$58.8K
12 13
14
15 16

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.