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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
326
Medtronic
MDT
$112B
$3.83M 0.04%
32,698
+2,356
+8% +$259K
NKE icon
327
Nike
NKE
$64.1B
$3.81M 0.04%
26,906
+4,249
+19% +$563K
SLQD icon
328
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$3.79M 0.04%
72,655
+5,513
+8% +$287K
IAGG icon
329
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$3.79M 0.04%
67,351
+4,008
+6% +$224K
MU icon
330
Micron Technology
MU
$835B
$3.73M 0.04%
49,670
+11,646
+31% +$702K
IHDG icon
331
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.2B
$3.72M 0.04%
94,494
+8,693
+10% +$329K
RTL
332
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$3.69M 0.04%
496,462
-71,318
-13% -$502K
BALL icon
333
Ball Corp
BALL
$17.5B
$3.68M 0.04%
39,529
+334
+0.9% +$30.9K
EIX icon
334
Edison International
EIX
$30.3B
$3.68M 0.04%
58,587
+16,519
+39% +$995K
TROW icon
335
T. Rowe Price
TROW
$25.5B
$3.63M 0.04%
23,992
+2,834
+13% +$405K
IJJ icon
336
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$3.59M 0.04%
41,628
+12,620
+44% +$990K
ACWI icon
337
iShares MSCI ACWI ETF
ACWI
$32B
$3.58M 0.04%
39,404
-1,396
-3% -$119K
INSG icon
338
Inseego
INSG
$104M
$3.57M 0.04%
23,054
+3,737
+19% +$413K
SPTL icon
339
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$3.56M 0.04%
78,931
+23,970
+44% +$1.09M
EEMV icon
340
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$3.56M 0.04%
58,215
+3,842
+7% +$224K
VLO icon
341
Valero Energy
VLO
$89.5B
$3.54M 0.04%
62,600
+24,699
+65% +$1.21M
STIP icon
342
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$3.52M 0.04%
33,670
+2,662
+9% +$276K
MDYV icon
343
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$3.51M 0.04%
+63,208
New +$3.19M
FNOV icon
344
FT Vest US Equity Buffer ETF November
FNOV
$1.19B
$3.48M 0.04%
99,033
+15,916
+19% +$539K
SLV icon
345
iShares Silver Trust
SLV
$27.7B
$3.47M 0.04%
141,224
-35,359
-20% -$804K
SPDW icon
346
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$3.47M 0.04%
102,800
-15,256
-13% -$481K
BOTZ icon
347
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.14B
$3.47M 0.04%
104,681
+94,822
+962% +$2.9M
BOND icon
348
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$3.46M 0.04%
30,618
+25,148
+460% +$2.82M
EEM icon
349
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$3.45M 0.04%
66,840
+40,898
+158% +$1.97M
LDUR icon
350
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$3.45M 0.04%
+33,787
New +$3.45M
12 13
14
15 16

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.