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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
326
PPL Corp
PPL
$26.9B
$3.07M 0.04%
112,931
+6,376
+6% +$172K
GM icon
327
General Motors
GM
$80.9B
$3.06M 0.04%
103,256
+43,833
+74% +$1.23M
SHV icon
328
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$3.04M 0.04%
27,511
-804,041
-97% -$89M
WDAY icon
329
Workday
WDAY
$41.5B
$3.02M 0.04%
14,055
+4,263
+44% +$843K
ES icon
330
Eversource Energy
ES
$28.1B
$3.02M 0.04%
36,181
+529
+1% +$45.3K
EEMV icon
331
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$3M 0.04%
54,373
-303,194
-85% -$16.7M
TXN icon
332
Texas Instruments
TXN
$248B
$2.98M 0.04%
20,857
+1,189
+6% +$162K
APO icon
333
Apollo Global Management
APO
$69B
$2.96M 0.04%
66,191
+23,109
+54% +$1.11M
GPN icon
334
Global Payments
GPN
$24.1B
$2.96M 0.04%
16,644
+3,140
+23% +$543K
ISRG icon
335
Intuitive Surgical
ISRG
$127B
$2.93M 0.04%
12,393
+9,132
+280% +$2.05M
BR icon
336
Broadridge
BR
$18.4B
$2.89M 0.04%
21,899
-5,118
-19% -$684K
EMB icon
337
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$2.87M 0.04%
25,893
+3,666
+16% +$412K
COUP
338
DELISTED
Coupa Software Incorporated
COUP
$2.87M 0.04%
10,469
+3,677
+54% +$1.07M
ACWV icon
339
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$2.85M 0.04%
31,021
+6,400
+26% +$585K
NKE icon
340
Nike
NKE
$64.1B
$2.84M 0.04%
22,657
+1,447
+7% +$155K
AXP icon
341
American Express
AXP
$224B
$2.84M 0.04%
28,321
+1,854
+7% +$182K
ESGE icon
342
iShares ESG Aware MSCI EM ETF
ESGE
$6.27B
$2.8M 0.04%
78,649
-93,441
-54% -$3.31M
EMLC icon
343
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$2.77M 0.04%
89,953
-2,569
-3% -$80.3K
AMAT icon
344
Applied Materials
AMAT
$347B
$2.77M 0.04%
46,535
+5,734
+14% +$354K
GILD icon
345
Gilead Sciences
GILD
$165B
$2.76M 0.04%
43,635
+8,339
+24% +$578K
AKAM icon
346
Akamai
AKAM
$15.6B
$2.75M 0.04%
24,859
-801
-3% -$88.9K
EFAV icon
347
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$2.72M 0.04%
39,968
+24,944
+166% +$1.7M
KEY icon
348
KeyCorp
KEY
$23.8B
$2.72M 0.04%
228,185
+57,690
+34% +$703K
TROW icon
349
T. Rowe Price
TROW
$25.5B
$2.71M 0.04%
21,158
-4,042
-16% -$535K
ATVI
350
DELISTED
Activision Blizzard
ATVI
$2.71M 0.04%
33,480
-12,704
-28% -$1.03M
12 13
14
15 16

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TAF
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.