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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
326
Vanguard Consumer Staples ETF
VDC
$7.96B
$2.16M 0.05%
13,411
+487
+4% +$76.5K
PSA icon
327
Public Storage
PSA
$60.6B
$2.16M 0.05%
10,136
+1,890
+23% +$419K
DOW icon
328
Dow Inc
DOW
$20.8B
$2.12M 0.05%
38,763
+4,142
+12% +$214K
GE icon
329
GE Aerospace
GE
$373B
$2.12M 0.05%
38,103
-1,406
-4% -$72.6K
SHYG icon
330
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$2.11M 0.05%
45,481
+40,752
+862% +$1.88M
RDVY icon
331
First Trust Rising Dividend Achievers ETF
RDVY
$24.5B
$2.1M 0.05%
+58,662
New +$1.99M
INTU icon
332
Intuit
INTU
$84B
$2.09M 0.05%
7,996
+2,326
+41% +$608K
AOR icon
333
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.64B
$2.09M 0.05%
43,760
+23,677
+118% +$1.11M
MOAT icon
334
VanEck Morningstar Wide Moat ETF
MOAT
$11.6B
$2.08M 0.05%
38,005
+33,665
+776% +$1.78M
KR icon
335
Kroger
KR
$35.7B
$2.07M 0.05%
71,480
+62
+0.1% +$1.64K
VOD icon
336
Vodafone
VOD
$36.5B
$2.07M 0.04%
106,889
+5,225
+5% +$104K
WY icon
337
Weyerhaeuser
WY
$17.3B
$2.05M 0.04%
67,974
+13,187
+24% +$383K
TFC icon
338
Truist Financial
TFC
$63.7B
$2.04M 0.04%
36,300
+20,339
+127% +$1.1M
VOX icon
339
Vanguard Communication Services ETF
VOX
$5.62B
$2.04M 0.04%
21,730
+17,151
+375% +$1.55M
COF icon
340
Capital One
COF
$127B
$2.04M 0.04%
19,810
+2,648
+15% +$255K
GL icon
341
Globe Life
GL
$13.5B
$2.03M 0.04%
19,258
+5,179
+37% +$516K
MKC icon
342
McCormick & Company Non-Voting
MKC
$13.7B
$2.02M 0.04%
23,782
+6,670
+39% +$552K
CNP icon
343
CenterPoint Energy
CNP
$28.8B
$2.01M 0.04%
73,817
+8,660
+13% +$235K
CHRW icon
344
C.H. Robinson
CHRW
$20.8B
$2.01M 0.04%
25,661
+2,588
+11% +$206K
LDOS icon
345
Leidos
LDOS
$14.4B
$1.99M 0.04%
20,295
+371
+2% +$32.7K
IWD icon
346
iShares Russell 1000 Value ETF
IWD
$81.4B
$1.97M 0.04%
14,431
+1,411
+11% +$186K
ISTB icon
347
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$1.97M 0.04%
39,049
+28,671
+276% +$1.44M
AMT icon
348
American Tower
AMT
$77.9B
$1.97M 0.04%
8,550
+1,954
+30% +$426K
SCHW
349
Charles Schwab
SCHW
$180B
$1.95M 0.04%
40,991
+17,760
+76% +$783K
VHT icon
350
Vanguard Health Care ETF
VHT
$18.3B
$1.94M 0.04%
10,110
+641
+7% +$115K
12 13
14
15 16

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.