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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
326
Energy Transfer Partners
ET
$70.1B
$1.58M 0.05%
120,922
-32,831
-21% -$458K
NTR icon
327
Nutrien
NTR
$32.7B
$1.58M 0.05%
31,632
+668
+2% +$34.1K
IWR icon
328
iShares Russell Mid-Cap ETF
IWR
$56.8B
$1.57M 0.05%
28,075
+13,000
+86% +$727K
XAR icon
329
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$1.56M 0.05%
14,634
-750
-5% -$79.6K
COF icon
330
Capital One
COF
$124B
$1.56M 0.05%
17,162
-231
-1% -$20.8K
SCHD icon
331
Schwab US Dividend Equity ETF
SCHD
$102B
$1.56M 0.05%
85,482
-17,514
-17% -$313K
VO icon
332
Vanguard Mid-Cap ETF
VO
$106B
$1.56M 0.05%
37,184
+14,068
+61% +$588K
CLX icon
333
Clorox
CLX
$11.6B
$1.55M 0.04%
10,191
+527
+5% +$83.3K
TT icon
334
Trane Technologies
TT
$106B
$1.54M 0.04%
12,509
-54
-0.4% -$6.59K
EFA icon
335
iShares MSCI EAFE ETF
EFA
$76.4B
$1.53M 0.04%
23,533
-754
-3% -$48.6K
WY icon
336
Weyerhaeuser
WY
$17.3B
$1.52M 0.04%
54,787
-421
-0.8% -$11K
PFF icon
337
iShares Preferred and Income Securities ETF
PFF
$13.1B
$1.51M 0.04%
40,287
-18,975
-32% -$706K
INTU icon
338
Intuit
INTU
$81.1B
$1.51M 0.04%
5,670
+264
+5% +$72.6K
ILTB icon
339
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$1.49M 0.04%
+21,541
New +$1.47M
SCHV
340
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.49M 0.04%
78,675
+1,461
+2% +$27.3K
NEM icon
341
Newmont
NEM
$98.2B
$1.49M 0.04%
39,203
-6
-0% -$233
PH icon
342
Parker-Hannifin
PH
$125B
$1.47M 0.04%
8,161
-301
-4% -$51.2K
KIM icon
343
Kimco Realty
KIM
$17.6B
$1.47M 0.04%
70,569
+7,217
+11% +$137K
AMT icon
344
American Tower
AMT
$77.7B
$1.46M 0.04%
6,596
+1,144
+21% +$250K
MCK icon
345
McKesson
MCK
$98.5B
$1.46M 0.04%
+10,652
New +$1.51M
CL icon
346
Colgate-Palmolive
CL
$72.6B
$1.45M 0.04%
19,688
+1,465
+8% +$106K
NWL icon
347
Newell Brands
NWL
$2.16B
$1.44M 0.04%
77,020
+6,242
+9% +$101K
ARCC icon
348
Ares Capital
ARCC
$13.5B
$1.44M 0.04%
77,076
+3,537
+5% +$65.6K
SLY
349
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.42M 0.04%
21,065
-5,326
-20% -$356K
COHR
350
DELISTED
Coherent Inc
COHR
$1.41M 0.04%
9,150
+38
+0.4% +$5.49K
12 13
14
15 16

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BBHC
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TAF
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JAM
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.