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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDE icon
326
Vanguard Energy ETF
VDE
$10.1B
$331K 0.06%
4,290
-1,993
-32% -$182K
LNG icon
327
Cheniere Energy
LNG
$56.5B
$330K 0.06%
5,568
+55
+1% +$3.38K
FDL icon
328
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$328K 0.06%
12,042
-12,797
-52% -$372K
HYS icon
329
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$328K 0.06%
3,445
-6,362
-65% -$624K
PYPL icon
330
PayPal
PYPL
$49.5B
$325K 0.06%
3,863
-1,757
-31% -$146K
VOT icon
331
Vanguard Mid-Cap Growth ETF
VOT
$19B
$325K 0.06%
2,719
-16,096
-86% -$2.07M
WM icon
332
Waste Management
WM
$95.9B
$325K 0.06%
3,647
-2,167
-37% -$195K
CUMB
333
DELISTED
Virtus Cumberland Municipal Bond ETF
CUMB
$325K 0.06%
13,076
+2,606
+25% +$63.9K
ADBE icon
334
Adobe
ADBE
$89.5B
$324K 0.06%
1,433
-1,769
-55% -$427K
VEU icon
335
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$323K 0.06%
7,086
-944
-12% -$45.3K
DNP icon
336
DNP Select Income Fund
DNP
$4.18B
$320K 0.05%
30,813
-79,304
-72% -$868K
HUSE
337
DELISTED
Strategy Shares US Market Rotation Strategy ETF
HUSE
$318K 0.05%
+9,477
New +$346K
VBK icon
338
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$316K 0.05%
2,100
-14,572
-87% -$2.4M
IONS icon
339
Ionis Pharmaceuticals
IONS
$9.35B
$313K 0.05%
+5,790
New +$295K
IJT icon
340
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$310K 0.05%
3,842
-3,374
-47% -$301K
CXP
341
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$309K 0.05%
15,982
-524
-3% -$11.2K
WIP icon
342
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$308K 0.05%
5,914
-178
-3% -$9.31K
FTGC icon
343
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$305K 0.05%
16,998
-6,197
-27% -$119K
ED icon
344
Consolidated Edison
ED
$41.6B
$304K 0.05%
3,977
-4,715
-54% -$369K
SPHD icon
345
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$303K 0.05%
7,934
-1,260
-14% -$50.9K
DHR icon
346
Danaher
DHR
$135B
$302K 0.05%
3,305
-2,537
-43% -$230K
YUM icon
347
Yum! Brands
YUM
$41B
$302K 0.05%
3,291
+629
+24% +$56.2K
SPFF icon
348
Global X SuperIncome Preferred ETF
SPFF
$139M
$299K 0.05%
27,064
-9,610
-26% -$109K
FLOT icon
349
iShares Floating Rate Bond ETF
FLOT
$10.1B
$297K 0.05%
5,897
-28,776
-83% -$1.46M
DEO icon
350
Diageo
DEO
$46.2B
$296K 0.05%
+2,088
New +$294K
12 13
14
15 16

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.