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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
326
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$272K 0.03%
+2,570
New +$267K
QCOM icon
327
Qualcomm
QCOM
$176B
$271K 0.03%
5,227
-1,925
-27% -$102K
NAD icon
328
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$269K 0.03%
18,936
+1,263
+7% +$18K
IDGT icon
329
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$486M
$263K 0.02%
5,705
-125
-2% -$5.73K
GILD icon
330
Gilead Sciences
GILD
$161B
$259K 0.02%
+3,194
New +$244K
NJR icon
331
New Jersey Resources
NJR
$6.06B
$257K 0.02%
6,104
-160
-3% -$6.77K
TSLA icon
332
Tesla
TSLA
$1.24T
$257K 0.02%
11,295
+195
+2% +$4.5K
FRA icon
333
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$256K 0.02%
17,830
+4,654
+35% +$65.6K
KHC icon
334
Kraft Heinz
KHC
$30.4B
$255K 0.02%
3,283
+494
+18% +$41.3K
SRE icon
335
Sempra
SRE
$60.8B
$254K 0.02%
+4,454
New +$258K
COF icon
336
Capital One
COF
$124B
$252K 0.02%
+2,974
New +$245K
AMP icon
337
Ameriprise Financial
AMP
$46.8B
$251K 0.02%
+1,688
New +$236K
ES icon
338
Eversource Energy
ES
$28.2B
$251K 0.02%
4,160
+470
+13% +$29K
TOTL icon
339
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$249K 0.02%
5,062
-4,841
-49% -$239K
HEEM icon
340
iShares Currency Hedged MSCI Emerging Markets
HEEM
$270M
$246K 0.02%
+9,545
New +$241K
XEC
341
DELISTED
CIMAREX ENERGY CO
XEC
$246K 0.02%
+2,166
New +$216K
GD icon
342
General Dynamics
GD
$105B
$245K 0.02%
+1,192
New +$239K
VOOG icon
343
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$244K 0.02%
+11,370
New +$240K
EVV
344
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$243K 0.02%
17,340
+4,733
+38% +$66.3K
BIL icon
345
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$240K 0.02%
+2,624
New +$240K
FPE icon
346
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$240K 0.02%
+11,960
New +$240K
TRN icon
347
Trinity Industries
TRN
$2.97B
$240K 0.02%
10,456
-337
-3% -$6.96K
EGP icon
348
EastGroup Properties
EGP
$11.5B
$239K 0.02%
+2,718
New +$235K
OHI icon
349
Omega Healthcare
OHI
$15.4B
$239K 0.02%
7,497
+891
+13% +$28.6K
VAW icon
350
Vanguard Materials ETF
VAW
$3B
$239K 0.02%
1,857
+107
+6% +$13.3K
12 13
14
15 16

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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.