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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
301
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$14.9M 0.08%
192,576
-106,502
-36% -$7.94M
XLF icon
302
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$14.9M 0.08%
386,019
+105,255
+37% +$3.64M
LMBS icon
303
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$14.9M 0.08%
309,458
-72,170
-19% -$3.42M
KMI icon
304
Kinder Morgan
KMI
$70.3B
$14.9M 0.08%
854,129
+126,281
+17% +$2.15M
CFG icon
305
Citizens Financial Group
CFG
$30.8B
$14.8M 0.08%
441,011
-64,742
-13% -$1.78M
XLG icon
306
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$14.7M 0.08%
374,363
+354,890
+1,822% +$12.7M
NTSX icon
307
WisdomTree US Efficient Core Fund
NTSX
$1.35B
$14.6M 0.07%
365,556
+52,521
+17% +$1.92M
VCIT icon
308
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$14.6M 0.07%
181,937
+11,914
+7% +$920K
RTX icon
309
RTX Corp
RTX
$295B
$14.6M 0.07%
161,248
-91,011
-36% -$7.2M
JBHT icon
310
JB Hunt Transport Services
JBHT
$26.1B
$14.6M 0.07%
70,605
+20,861
+42% +$3.86M
DTE icon
311
DTE Energy
DTE
$30.4B
$14.4M 0.07%
139,358
-21,606
-13% -$2.21M
AXP icon
312
American Express
AXP
$227B
$14.4M 0.07%
71,268
-16,917
-19% -$2.72M
FISR icon
313
State Street Fixed Income Sector Rotation ETF
FISR
$491M
$14.3M 0.07%
558,052
+232,205
+71% +$5.8M
KNG icon
314
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.48B
$14.2M 0.07%
277,799
+146,723
+112% +$7.25M
CDNS icon
315
Cadence Design Systems
CDNS
$95.1B
$14.2M 0.07%
48,798
+2,231
+5% +$575K
BUFT icon
316
FT Vest Buffered Allocation Defensive ETF
BUFT
$155M
$14.2M 0.07%
672,062
+640,919
+2,058% +$12.9M
YUM icon
317
Yum! Brands
YUM
$41.4B
$14.1M 0.07%
109,317
+21,708
+25% +$2.71M
SPTM icon
318
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$14.1M 0.07%
235,476
-289,732
-55% -$15.8M
FLJP icon
319
Franklin FTSE Japan ETF
FLJP
$3.88B
$14M 0.07%
491,038
-89,207
-15% -$2.39M
EIX icon
320
Edison International
EIX
$30.7B
$13.9M 0.07%
205,434
-32,103
-14% -$2.11M
IXUS icon
321
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$13.9M 0.07%
216,292
-42,403
-16% -$2.6M
COP icon
322
ConocoPhillips
COP
$139B
$13.8M 0.07%
123,253
-4,751
-4% -$556K
PULS icon
323
PGIM Ultra Short Bond ETF
PULS
$17.7B
$13.8M 0.07%
278,367
-258,598
-48% -$12.8M
FENY icon
324
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$13.8M 0.07%
596,446
+199,002
+50% +$4.69M
CALF icon
325
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.73B
$13.8M 0.07%
+289,674
New +$12.4M
11 12
13
14 15

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.