We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
301
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$13.5M 0.08%
143,366
+32,538
+29% +$3.2M
ISTB icon
302
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$13.4M 0.08%
289,936
-58,545
-17% -$2.72M
WM icon
303
Waste Management
WM
$96.1B
$13.4M 0.08%
87,939
+18,588
+27% +$3.01M
AMAT icon
304
Applied Materials
AMAT
$378B
$13.3M 0.08%
96,405
+7,116
+8% +$1.02M
A icon
305
Agilent Technologies
A
$39.7B
$13.3M 0.08%
119,069
+20,269
+21% +$2.43M
DECW icon
306
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$226M
$13.3M 0.08%
506,886
-826,723
-62% -$22.3M
BNDX icon
307
Vanguard Total International Bond ETF
BNDX
$82.3B
$13.3M 0.08%
277,954
-21,280
-7% -$1.03M
WBA
308
DELISTED
Walgreens Boots Alliance
WBA
$13.3M 0.08%
597,401
-34,735
-5% -$924K
BP icon
309
BP
BP
$107B
$13.2M 0.08%
342,012
-1,240
-0.4% -$46K
GS icon
310
Goldman Sachs
GS
$305B
$13.2M 0.08%
40,795
+4,826
+13% +$1.61M
AXP icon
311
American Express
AXP
$227B
$13.2M 0.08%
88,185
+8,661
+11% +$1.42M
ONEQ icon
312
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$13.1M 0.08%
252,287
-21,252
-8% -$1.15M
SHY icon
313
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$13.1M 0.08%
161,709
-41,206
-20% -$3.34M
TUA icon
314
Simplify Short Term Treasury Futures Strategy ETF
TUA
$696M
$13.1M 0.08%
599,361
+53,760
+10% +$1.2M
GJUL icon
315
FT Vest US Equity Moderate Buffer ETF July
GJUL
$390M
$13.1M 0.08%
+436,361
New +$13.3M
VCIT icon
316
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$12.9M 0.08%
170,023
+8,234
+5% +$641K
NFLX icon
317
Netflix
NFLX
$301B
$12.9M 0.08%
341,810
-79,510
-19% -$3.37M
SCHP icon
318
Schwab US TIPS ETF
SCHP
$16.4B
$12.8M 0.08%
507,756
+113,654
+29% +$2.93M
CMA
319
DELISTED
Comerica
CMA
$12.8M 0.08%
307,793
-35,724
-10% -$1.69M
WEC icon
320
WEC Energy
WEC
$37B
$12.7M 0.08%
157,677
+2,089
+1% +$182K
FHLC icon
321
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$12.5M 0.07%
206,917
+32,664
+19% +$2.05M
EEM icon
322
iShares MSCI Emerging Markets ETF
EEM
$28B
$12.5M 0.07%
330,192
+32,765
+11% +$1.3M
IAU icon
323
iShares Gold Trust
IAU
$62.5B
$12.5M 0.07%
357,392
-99,163
-22% -$3.62M
PPL
324
PPL Corp
PPL
$27.3B
$12.5M 0.07%
529,596
-44,426
-8% -$1.15M
FBND icon
325
Fidelity Total Bond ETF
FBND
$27.2B
$12.5M 0.07%
286,095
+60,247
+27% +$2.69M
11 12
13
14 15

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.