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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
301
FedEx
FDX
$74B
$8.74M 0.06%
33,794
+2,719
+9% +$653K
VLO icon
302
Valero Energy
VLO
$88.7B
$8.73M 0.06%
116,247
+7,763
+7% +$578K
JCI icon
303
Johnson Controls International
JCI
$85.6B
$8.71M 0.06%
107,099
+12,752
+14% +$965K
SONY icon
304
Sony
SONY
$133B
$8.67M 0.06%
343,100
+21,355
+7% +$508K
VT icon
305
Vanguard Total World Stock ETF
VT
$76.3B
$8.61M 0.06%
80,151
-3,094
-4% -$329K
IXUS icon
306
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$8.55M 0.06%
120,474
+18,891
+19% +$1.36M
ORCL icon
307
Oracle
ORCL
$346B
$8.45M 0.06%
96,843
+15,765
+19% +$1.48M
TXN icon
308
Texas Instruments
TXN
$253B
$8.35M 0.06%
44,314
+9,339
+27% +$1.79M
ARKK icon
309
ARK Innovation ETF
ARKK
$5.74B
$8.32M 0.06%
87,934
-55,764
-39% -$6.09M
AOK icon
310
iShares Core Conservative Allocation ETF
AOK
$788M
$8.3M 0.06%
207,579
+34,873
+20% +$1.39M
DHR icon
311
Danaher
DHR
$140B
$8.3M 0.06%
28,467
+1,711
+6% +$471K
FVD icon
312
First Trust Value Line Dividend Fund
FVD
$8.46B
$8.21M 0.06%
190,744
+11,954
+7% +$495K
LNC icon
313
Lincoln National
LNC
$8.19B
$8.13M 0.06%
119,108
+96,847
+435% +$6.83M
MELI icon
314
Mercado Libre
MELI
$94.4B
$8.1M 0.06%
6,009
-657
-10% -$923K
MO icon
315
Altria Group
MO
$125B
$8.06M 0.06%
170,182
+49,339
+41% +$2.26M
SPMB icon
316
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
$7.98M 0.06%
314,346
+11,337
+4% +$289K
TEAM icon
317
Atlassian
TEAM
$25.4B
$7.95M 0.06%
20,849
-1,571
-7% -$631K
CMBS icon
318
iShares CMBS ETF
CMBS
$474M
$7.87M 0.05%
148,334
+487
+0.3% +$26K
AXP icon
319
American Express
AXP
$227B
$7.86M 0.05%
48,059
+3,716
+8% +$634K
TFC icon
320
Truist Financial
TFC
$64.7B
$7.78M 0.05%
132,881
+19,705
+17% +$1.2M
PPL
321
PPL Corp
PPL
$27.3B
$7.74M 0.05%
257,536
+25,879
+11% +$747K
SCHX icon
322
Schwab US Large- Cap ETF
SCHX
$71.3B
$7.74M 0.05%
407,868
+85,140
+26% +$1.57M
IXN icon
323
iShares Global Tech ETF
IXN
$8.1B
$7.7M 0.05%
119,542
-13,300
-10% -$817K
SLB icon
324
SLB Ltd
SLB
$74.2B
$7.62M 0.05%
254,338
+123,496
+94% +$3.89M
SCHV
325
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$7.58M 0.05%
310,656
+4,986
+2% +$118K
11 12
13
14 15

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.