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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
301
Sempra
SRE
$59.2B
$7M 0.06%
110,608
+16,044
+17% +$1.06M
COUP
302
DELISTED
Coupa Software Incorporated
COUP
$6.96M 0.06%
31,773
+8,417
+36% +$1.98M
SPTI icon
303
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$6.95M 0.06%
215,057
+7,121
+3% +$232K
SPSB icon
304
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$6.94M 0.06%
221,948
+101,006
+84% +$3.16M
IYE icon
305
iShares US Energy ETF
IYE
$1.69B
$6.88M 0.06%
243,380
+27,511
+13% +$739K
SCHV
306
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$6.88M 0.06%
305,670
+5,910
+2% +$137K
BLOK icon
307
Amplify Blockchain Technology ETF
BLOK
$1.08B
$6.87M 0.06%
153,960
+13,774
+10% +$646K
AOK icon
308
iShares Core Conservative Allocation ETF
AOK
$788M
$6.82M 0.06%
172,706
+70,409
+69% +$2.82M
FDX icon
309
FedEx
FDX
$74B
$6.81M 0.06%
31,075
+2,360
+8% +$640K
GD icon
310
General Dynamics
GD
$106B
$6.81M 0.06%
34,737
+3,414
+11% +$668K
ESGE icon
311
iShares ESG Aware MSCI EM ETF
ESGE
$6.41B
$6.8M 0.06%
164,113
-57,508
-26% -$2.46M
SBUX icon
312
Starbucks
SBUX
$118B
$6.79M 0.06%
61,536
-11,692
-16% -$1.37M
QCLN icon
313
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
$6.72M 0.06%
107,418
+1,734
+2% +$114K
TXN icon
314
Texas Instruments
TXN
$253B
$6.72M 0.06%
34,975
-3,554
-9% -$677K
JNK icon
315
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$6.64M 0.05%
60,708
-10,238
-14% -$1.12M
TFC icon
316
Truist Financial
TFC
$64.7B
$6.64M 0.05%
113,176
+16,859
+18% +$942K
RTX icon
317
RTX Corp
RTX
$295B
$6.58M 0.05%
76,501
+3,689
+5% +$316K
DVN icon
318
Devon Energy
DVN
$49.2B
$6.55M 0.05%
184,395
+152,220
+473% +$4.32M
PLTR icon
319
Palantir
PLTR
$296B
$6.51M 0.05%
270,827
+14,428
+6% +$352K
IYR icon
320
iShares US Real Estate ETF
IYR
$4.76B
$6.47M 0.05%
63,162
+49,595
+366% +$5.28M
PPL
321
PPL Corp
PPL
$27.3B
$6.46M 0.05%
231,657
+41,277
+22% +$1.19M
MSCI icon
322
MSCI
MSCI
$42.1B
$6.44M 0.05%
10,583
+783
+8% +$478K
JCI icon
323
Johnson Controls International
JCI
$85.6B
$6.42M 0.05%
94,347
+8,182
+9% +$591K
SPMD icon
324
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$6.41M 0.05%
138,884
+15,435
+13% +$729K
F icon
325
Ford
F
$59.6B
$6.4M 0.05%
452,042
-38,263
-8% -$520K
11 12
13
14 15

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.