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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBS icon
301
iShares CMBS ETF
CMBS
$473M
$2.1M 0.05%
+39,053
New +$2.09M
MCO icon
302
Moody's
MCO
$83.7B
$2.08M 0.05%
9,858
+5,463
+124% +$1.33M
AKAM icon
303
Akamai
AKAM
$15.6B
$2.08M 0.05%
22,744
+6,646
+41% +$616K
SRE icon
304
Sempra
SRE
$58.1B
$2.08M 0.05%
36,820
+5,674
+18% +$402K
IWD icon
305
iShares Russell 1000 Value ETF
IWD
$81.4B
$2.08M 0.05%
20,918
+6,487
+45% +$809K
AOK icon
306
iShares Core Conservative Allocation ETF
AOK
$783M
$2.07M 0.05%
61,148
-263,720
-81% -$9.4M
GLOF icon
307
iShares Global Equity Factor ETF
GLOF
$211M
$2.06M 0.05%
85,950
+36,634
+74% +$1.06M
RIO icon
308
Rio Tinto
RIO
$152B
$2.05M 0.05%
44,979
+655
+1% +$33.6K
VTR icon
309
Ventas
VTR
$47.5B
$2.04M 0.05%
76,248
-13,782
-15% -$684K
VTEB icon
310
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$2.03M 0.05%
38,449
+19,076
+98% +$1.02M
EFA icon
311
iShares MSCI EAFE ETF
EFA
$76.4B
$2.03M 0.05%
37,914
-30,728
-45% -$1.95M
XLI icon
312
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$2.03M 0.05%
34,355
-23,583
-41% -$1.78M
ORCL icon
313
Oracle
ORCL
$339B
$2.02M 0.05%
41,807
-587
-1% -$30.3K
GNL icon
314
Global Net Lease
GNL
$1.87B
$2.01M 0.05%
150,194
+30,234
+25% +$563K
MAR icon
315
Marriott International
MAR
$100B
$1.98M 0.05%
26,517
+7,690
+41% +$957K
GLW icon
316
Corning
GLW
$107B
$1.96M 0.05%
95,368
+18,623
+24% +$486K
IJS icon
317
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.96M 0.04%
39,124
+30,844
+373% +$2.14M
USRT icon
318
iShares Core US REIT ETF
USRT
$4.71B
$1.95M 0.04%
49,778
+6,323
+15% +$323K
DOW icon
319
Dow Inc
DOW
$22B
$1.93M 0.04%
66,018
+27,255
+70% +$1.16M
MKC icon
320
McCormick & Company Non-Voting
MKC
$14B
$1.92M 0.04%
27,172
+3,390
+14% +$263K
EIX icon
321
Edison International
EIX
$30.3B
$1.91M 0.04%
34,904
+4,887
+16% +$339K
NEM icon
322
Newmont
NEM
$96.2B
$1.91M 0.04%
42,129
+1,369
+3% +$61.8K
CLX icon
323
Clorox
CLX
$12B
$1.91M 0.04%
10,996
-668
-6% -$110K
MGV icon
324
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.1B
$1.89M 0.04%
28,571
-10,477
-27% -$838K
ACWV icon
325
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$1.87M 0.04%
23,245
+18,699
+411% +$1.72M
11 12
13
14 15

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.