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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNL icon
301
Global Net Lease
GNL
$1.87B
$2.43M 0.05%
119,960
+2,356
+2% +$46.5K
WPC icon
302
W.P. Carey
WPC
$17.1B
$2.41M 0.05%
30,756
+3,073
+11% +$257K
VRSK icon
303
Verisk Analytics
VRSK
$26.4B
$2.41M 0.05%
16,117
+3,631
+29% +$538K
LAMR icon
304
Lamar Advertising Co
LAMR
$16.2B
$2.4M 0.05%
26,946
+2,790
+12% +$233K
EVT icon
305
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$2.4M 0.05%
94,009
+2,094
+2% +$52.1K
BRO icon
306
Brown & Brown
BRO
$22.9B
$2.39M 0.05%
60,528
-913
-1% -$34.3K
XLE icon
307
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$2.38M 0.05%
79,374
+24,190
+44% +$717K
USRT icon
308
iShares Core US REIT ETF
USRT
$4.74B
$2.37M 0.05%
43,455
+20,133
+86% +$1.11M
PSX icon
309
Phillips 66
PSX
$82.9B
$2.37M 0.05%
21,255
+2,293
+12% +$258K
SRE icon
310
Sempra
SRE
$60.8B
$2.36M 0.05%
31,146
+244
+0.8% +$17.9K
IJK icon
311
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$2.32M 0.05%
39,028
+21,612
+124% +$1.24M
RF icon
312
Regions Financial
RF
$26.3B
$2.32M 0.05%
134,968
+92,867
+221% +$1.53M
MDB icon
313
MongoDB
MDB
$24B
$2.3M 0.05%
17,480
+2,502
+17% +$328K
IEI icon
314
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.29M 0.05%
18,176
-31,922
-64% -$4.03M
NFLX icon
315
Netflix
NFLX
$292B
$2.27M 0.05%
70,300
+150
+0.2% +$4.45K
EIX icon
316
Edison International
EIX
$30.7B
$2.26M 0.05%
30,017
+5,554
+23% +$393K
MDYG icon
317
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$2.26M 0.05%
39,531
-56,315
-59% -$3.1M
EXC icon
318
Exelon
EXC
$48.6B
$2.25M 0.05%
69,182
+8,767
+15% +$284K
ORCL icon
319
Oracle
ORCL
$331B
$2.25M 0.05%
42,394
+8,741
+26% +$481K
NOC icon
320
Northrop Grumman
NOC
$77B
$2.24M 0.05%
6,518
+3,241
+99% +$1.14M
GLW icon
321
Corning
GLW
$126B
$2.23M 0.05%
76,745
+6,206
+9% +$180K
SYK icon
322
Stryker
SYK
$127B
$2.2M 0.05%
10,496
+2,888
+38% +$599K
OXY icon
323
Occidental Petroleum
OXY
$57B
$2.2M 0.05%
53,439
-3,119
-6% -$125K
WSFS icon
324
WSFS Financial
WSFS
$4.1B
$2.2M 0.05%
49,945
– –
IJJ icon
325
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$2.17M 0.05%
25,382
+112
+0.4% +$9.2K
11 12
13
14 15

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.