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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCB icon
301
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$1.71M 0.05%
+34,628
New +$1.69M
LDOS icon
302
Leidos
LDOS
$14.1B
$1.71M 0.05%
19,924
-4,052
-17% -$340K
NKE icon
303
Nike
NKE
$61.9B
$1.71M 0.05%
18,178
+1,051
+6% +$90.1K
TIP icon
304
iShares TIPS Bond ETF
TIP
$14.5B
$1.7M 0.05%
14,637
+1,836
+14% +$213K
NOBL icon
305
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.7M 0.05%
47,538
+4,320
+10% +$151K
XLI icon
306
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.7M 0.05%
21,890
+15,021
+219% +$1.15M
LADR
307
Ladder Capital
LADR
$1.25B
$1.7M 0.05%
98,302
+5,682
+6% +$96.1K
IWD icon
308
iShares Russell 1000 Value ETF
IWD
$82B
$1.67M 0.05%
13,020
+2,873
+28% +$365K
SRCL
309
DELISTED
Stericycle Inc
SRCL
$1.66M 0.05%
32,593
+3,675
+13% +$171K
WPG
310
DELISTED
Washington Prime Group Inc.
WPG
$1.66M 0.05%
44,456
+6,143
+16% +$202K
DOW icon
311
Dow Inc
DOW
$21.6B
$1.65M 0.05%
34,621
+1,120
+3% +$52.4K
LLY icon
312
Eli Lilly
LLY
$1.07T
$1.65M 0.05%
14,720
+999
+7% +$111K
SYK icon
313
Stryker
SYK
$127B
$1.65M 0.05%
7,608
+1,779
+31% +$382K
GSY icon
314
Invesco Ultra Short Duration ETF
GSY
$3.82B
$1.64M 0.05%
32,558
+5,556
+21% +$280K
DTH icon
315
WisdomTree International High Dividend Fund
DTH
$638M
$1.64M 0.05%
+42,012
New +$1.64M
AGNC icon
316
AGNC Investment
AGNC
$12.3B
$1.63M 0.05%
101,540
+3,858
+4% +$63.3K
XLE icon
317
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$1.63M 0.05%
55,184
+20,958
+61% +$634K
GD icon
318
General Dynamics
GD
$105B
$1.61M 0.05%
8,823
-6
-0.1% -$1.11K
RZG icon
319
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
$1.6M 0.05%
+45,117
New +$1.64M
SONY icon
320
Sony
SONY
$123B
$1.6M 0.05%
135,650
-7,255
-5% -$81.9K
CSX icon
321
CSX Corp
CSX
$98.6B
$1.6M 0.05%
69,441
+1,797
+3% +$41.8K
PAYX icon
322
Paychex
PAYX
$40.4B
$1.6M 0.05%
19,360
+44
+0.2% +$3.66K
DSI icon
323
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$1.59M 0.05%
+28,696
New +$1.59M
VPU
324
Vanguard Utilities ETF
VPU
$8.83B
$1.59M 0.05%
11,060
+2,632
+31% +$361K
VHT icon
325
Vanguard Health Care ETF
VHT
$18.2B
$1.59M 0.05%
9,469
+77
+0.8% +$13.2K
11 12
13
14 15

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FAF
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BBHC
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TAF
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JAM
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.