We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
301
Enterprise Products Partners
EPD
$83.8B
$368K 0.06%
14,965
-12,145
-45% -$325K
SHOP icon
302
Shopify
SHOP
$148B
$365K 0.06%
26,330
-9,330
-26% -$131K
DAL icon
303
Delta Air Lines
DAL
$55.9B
$364K 0.06%
7,299
+335
+5% +$18.2K
DTE icon
304
DTE Energy
DTE
$31.1B
$364K 0.06%
3,876
-338
-8% -$33K
WAL icon
305
Western Alliance Bancorporation
WAL
$9.07B
$362K 0.06%
9,162
-124
-1% -$5.86K
USIG icon
306
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$361K 0.06%
6,812
-700,339
-99% -$36.9M
ETR icon
307
Entergy
ETR
$54.1B
$360K 0.06%
8,358
-14,194
-63% -$604K
FGD icon
308
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$360K 0.06%
16,490
-1,271,229
-99% -$29.9M
FISV
309
Fiserv Inc
FISV
$27.2B
$358K 0.06%
4,877
-457
-9% -$35.3K
RWL icon
310
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$358K 0.06%
7,686
-4,591
-37% -$233K
CI icon
311
Cigna
CI
$76.6B
$356K 0.06%
1,877
-45
-2% -$9.39K
MUB icon
312
iShares National Muni Bond ETF
MUB
$45.1B
$355K 0.06%
3,256
-66,416
-95% -$7.15M
CBRL icon
313
Cracker Barrel
CBRL
$1.2B
$353K 0.06%
2,207
-38
-2% -$6.25K
SCHB icon
314
Schwab US Broad Market ETF
SCHB
$42.8B
$353K 0.06%
+35,298
New +$382K
VFH icon
315
Vanguard Financials ETF
VFH
$13.3B
$353K 0.06%
5,945
-25,811
-81% -$1.67M
EFG icon
316
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$352K 0.06%
5,089
-234,476
-98% -$17.1M
FVD icon
317
First Trust Value Line Dividend Fund
FVD
$8.29B
$351K 0.06%
12,064
-14,375
-54% -$442K
SPYG icon
318
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$349K 0.06%
10,746
-13,831
-56% -$483K
DGRO icon
319
iShares Core Dividend Growth ETF
DGRO
$42.6B
$348K 0.06%
10,482
+839
+9% +$29.5K
SLY
320
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$345K 0.06%
5,758
+2,170
+60% +$145K
MDT icon
321
Medtronic
MDT
$107B
$344K 0.06%
3,778
-837
-18% -$78.2K
SCHF icon
322
Schwab International Equity ETF
SCHF
$65.6B
$340K 0.06%
23,984
+5,806
+32% +$88.8K
C icon
323
Citigroup
C
$222B
$339K 0.06%
6,506
-398
-6% -$25.2K
SKYY icon
324
First Trust Cloud Computing ETF
SKYY
$2.74B
$336K 0.06%
6,938
-64,403
-90% -$3.3M
AVGO icon
325
Broadcom
AVGO
$1.82T
$335K 0.06%
13,180
-6,030
-31% -$142K
11 12
13
14 15

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.