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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.42%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
+$348M
Cap. Flow
+$287M
Cap. Flow %
15.8%
Top 10 Hldgs %
35.29%
Holding
634
New
179
Increased
337
Reduced
84
Closed
30

Top Buys

Rank Stock Value
1
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$19.7M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$15.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$9.56M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.07M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$9.04M

Top Sells

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$57.4M
2
MLPA icon
Global X MLP ETF
MLPA
+$21.1M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.1M
4
LVHB
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
+$4.34M
5
GLD icon
SPDR Gold Trust
GLD
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 3.85%
2 Energy 2.76%
3 Healthcare 2.55%
4 Industrials 2.34%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMF icon
301
iShares California Muni Bond ETF
CMF
$4.54B
$555K 0.03%
+9,573
New +$559K
SDY icon
302
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$554K 0.03%
5,656
+1,565
+38% +$152K
CNP icon
303
CenterPoint Energy
CNP
$29.1B
$546K 0.03%
19,754
+10,695
+118% +$300K
EMB icon
304
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$531K 0.03%
+4,928
New +$529K
LLY icon
305
Eli Lilly
LLY
$1.07T
$530K 0.03%
+4,943
New +$494K
WAL icon
306
Western Alliance Bancorporation
WAL
$9.07B
$528K 0.03%
+9,286
New +$535K
EMLC icon
307
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$525K 0.03%
15,947
-3,607
-18% -$120K
WM icon
308
Waste Management
WM
$95.9B
$525K 0.03%
5,814
+3,295
+131% +$292K
XLB icon
309
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$525K 0.03%
+18,120
New +$535K
SCHH icon
310
Schwab US REIT ETF
SCHH
$11.7B
$517K 0.03%
24,796
-636
-3% -$13.4K
XBI icon
311
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$515K 0.03%
5,367
+2,033
+61% +$197K
SPTL icon
312
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$513K 0.03%
15,163
+8,402
+124% +$290K
UNM icon
313
Unum
UNM
$13.8B
$513K 0.03%
+13,128
New +$490K
LVS icon
314
Las Vegas Sands
LVS
$30.5B
$512K 0.03%
8,636
+5,864
+212% +$394K
BR icon
315
Broadridge
BR
$17.2B
$511K 0.03%
+3,870
New +$491K
XLI icon
316
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$510K 0.03%
6,510
-32,978
-84% -$2.51M
MMP
317
DELISTED
Magellan Midstream Partners, L.P.
MMP
$507K 0.03%
+7,491
New +$520K
RITM icon
318
Rithm Capital
RITM
$5.09B
$506K 0.03%
+28,407
New +$518K
SYY icon
319
Sysco
SYY
$39.7B
$505K 0.03%
6,894
+3,900
+130% +$281K
MDLZ icon
320
Mondelez International
MDLZ
$77.7B
$501K 0.03%
11,659
+1,259
+12% +$53.7K
CMI icon
321
Cummins
CMI
$91.7B
$499K 0.03%
3,419
+383
+13% +$53.9K
MS icon
322
Morgan Stanley
MS
$337B
$499K 0.03%
10,705
+5,375
+101% +$262K
C icon
323
Citigroup
C
$222B
$495K 0.03%
6,904
+3,193
+86% +$226K
PYPL icon
324
PayPal
PYPL
$49.5B
$494K 0.03%
5,620
+273
+5% +$24K
SPTS icon
325
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$493K 0.03%
16,736
-8,450
-34% -$249K
11 12
13
14 15

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, AE Wealth Management held 634 positions worth $1.82B, up 24% from $1.47B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

AE Wealth Management deployed $287M of net new capital in Q3 2018, opening 179 new positions and adding to 337 existing holdings. Its largest new stake was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, up from 3.1% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was VanEck Fallen Angel High Yield Bond ETF, an estimated $57.4M trimmed.

  • AE Wealth Management's largest Q3 2018 buy was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.
  • AE Wealth Management added most to Vanguard Long-Term Treasury ETF in Q3 2018, an estimated $19.7M increase.
  • AE Wealth Management's biggest Q3 2018 reduction was VanEck Fallen Angel High Yield Bond ETF, cutting an estimated $57.4M.
  • AE Wealth Management fully exited Invesco DB Agriculture Fund in Q3 2018, selling an estimated $1.54M.
  • AE Wealth Management's ten largest holdings make up 35% of its $1.82B portfolio in Q3 2018.
  • AE Wealth Management opened 179 new positions and closed 30 in Q3 2018.
  • AE Wealth Management's portfolio value rose 24% quarter-over-quarter to $1.82B.

Based on AE Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.