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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$55.4M
Cap. Flow
+$16.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
40.72%
Holding
481
New
82
Increased
213
Reduced
115
Closed
66

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.97M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$4.73M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$4.49M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$4.43M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.3M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.95M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.91%
2 Energy 2.81%
3 Technology 2.62%
4 Healthcare 2.43%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPC icon
301
Genuine Parts
GPC
$17.1B
$321K 0.03%
3,377
-1,145
-25% -$105K
IEFA icon
302
iShares Core MSCI EAFE ETF
IEFA
$186B
$320K 0.03%
+4,848
New +$316K
NEE icon
303
NextEra Energy
NEE
$187B
$319K 0.03%
8,176
+2,288
+39% +$88.3K
DJP icon
304
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$318K 0.03%
13,012
+3,765
+41% +$89.1K
IEI icon
305
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$317K 0.03%
2,598
+675
+35% +$82.9K
KMI icon
306
Kinder Morgan
KMI
$73.1B
$317K 0.03%
17,529
+5,137
+41% +$92.2K
GD icon
307
General Dynamics
GD
$105B
$314K 0.03%
1,543
+351
+29% +$71.7K
FISV
308
Fiserv Inc
FISV
$27.2B
$311K 0.03%
+4,740
New +$306K
VAW icon
309
Vanguard Materials ETF
VAW
$3B
$311K 0.03%
2,276
+419
+23% +$55.7K
EPD icon
310
Enterprise Products Partners
EPD
$83.8B
$310K 0.03%
11,701
+3,235
+38% +$81.9K
IVW icon
311
iShares S&P 500 Growth ETF
IVW
$72.5B
$309K 0.03%
8,080
-1,028
-11% -$38.4K
USB icon
312
US Bancorp
USB
$99.6B
$309K 0.03%
5,767
-742
-11% -$39.9K
TJX icon
313
TJX Companies
TJX
$170B
$308K 0.03%
8,046
-2,116
-21% -$76.7K
BDX icon
314
Becton Dickinson
BDX
$43.1B
$306K 0.03%
1,464
+310
+27% +$64.9K
VTIP icon
315
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$303K 0.03%
+6,215
New +$307K
ZION icon
316
Zions Bancorporation
ZION
$10.1B
$302K 0.03%
5,947
+72
+1% +$3.45K
CPB icon
317
Campbell Soup
CPB
$6.51B
$301K 0.03%
6,247
+352
+6% +$16.7K
FLOT icon
318
iShares Floating Rate Bond ETF
FLOT
$10.1B
$299K 0.03%
+5,876
New +$299K
SHOP icon
319
Shopify
SHOP
$148B
$299K 0.03%
29,640
-1,830
-6% -$18.7K
CFFN icon
320
Capitol Federal Financial
CFFN
$1.08B
$297K 0.03%
22,132
+6,527
+42% +$91.5K
MGC icon
321
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$297K 0.03%
3,240
+8
+0.2% +$716
KHC icon
322
Kraft Heinz
KHC
$30.4B
$295K 0.03%
3,793
+510
+16% +$40.1K
SHM icon
323
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$293K 0.03%
6,125
-3,600
-37% -$174K
COF icon
324
Capital One
COF
$124B
$288K 0.03%
2,888
-86
-3% -$7.85K
SHY icon
325
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$288K 0.03%
3,430
-892
-21% -$75K
11 12
13
14 15

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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AE Wealth Management's Q4 2017 Portfolio in Review

As of Q4 2017, AE Wealth Management held 481 positions worth $1.13B, up 5.1% from $1.08B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

AE Wealth Management's Q4 2017 filing shows 82 new, 213 increased, 115 reduced and 66 closed positions. Its largest new stake was Main Sector Rotation ETF: 147,721 shares worth $4.04M. The largest sale was Vanguard S&P 500 ETF, an estimated $73.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.9% of assets, up from 2.7% a quarter earlier, followed by Energy and Technology.

  • AE Wealth Management's largest Q4 2017 buy was Main Sector Rotation ETF: 147,721 shares worth $4.04M.
  • AE Wealth Management added most to VanEck Fallen Angel High Yield Bond ETF in Q4 2017, an estimated $13.1M increase.
  • AE Wealth Management's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $73.8M.
  • AE Wealth Management fully exited Schwab US TIPS ETF in Q4 2017, selling an estimated $1.95M.
  • AE Wealth Management's ten largest holdings make up 41% of its $1.13B portfolio in Q4 2017.
  • AE Wealth Management opened 82 new positions and closed 66 in Q4 2017.
  • AE Wealth Management's portfolio value rose 5.1% quarter-over-quarter to $1.13B.

Based on AE Wealth Management's 13F filing for Q4 2017, filed 6 Feb 2018.