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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRL icon
301
Cracker Barrel
CBRL
$1.2B
$310K 0.03%
2,046
-146
-7% -$22.3K
NSC icon
302
Norfolk Southern
NSC
$78.8B
$310K 0.03%
+2,343
New +$285K
XBI icon
303
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$306K 0.03%
3,539
+687
+24% +$55.1K
JSD
304
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$305K 0.03%
17,567
-560
-3% -$9.77K
RDS.B
305
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$304K 0.03%
4,859
-851
-15% -$48.8K
BTI icon
306
British American Tobacco
BTI
$132B
$303K 0.03%
+4,855
New +$313K
HACK icon
307
Amplify Cybersecurity ETF
HACK
$2.63B
$302K 0.03%
+10,031
New +$298K
LQD icon
308
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$302K 0.03%
2,488
-1,184
-32% -$143K
DBRG icon
309
DigitalBridge
DBRG
$2.94B
$300K 0.03%
5,967
+56
+0.9% +$3.06K
RITM icon
310
Rithm Capital
RITM
$5.09B
$300K 0.03%
17,937
-1,692
-9% -$27.7K
MDLZ icon
311
Mondelez International
MDLZ
$77.7B
$298K 0.03%
7,331
+1,537
+27% +$65.3K
KR icon
312
Kroger
KR
$34.8B
$294K 0.03%
14,671
+5,556
+61% +$125K
VBR icon
313
Vanguard Small-Cap Value ETF
VBR
$37.1B
$294K 0.03%
+2,302
New +$284K
AOM icon
314
iShares Core Moderate Allocation ETF
AOM
$1.76B
$293K 0.03%
7,712
+1,439
+23% +$54K
VBK icon
315
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$292K 0.03%
+1,916
New +$282K
ADBE icon
316
Adobe
ADBE
$89.5B
$291K 0.03%
1,953
+378
+24% +$56.4K
HR icon
317
Healthcare Realty
HR
$7.42B
$291K 0.03%
9,752
-16
-0.2% -$486
MDT icon
318
Medtronic
MDT
$107B
$291K 0.03%
3,747
+511
+16% +$42.4K
SWK icon
319
Stanley Black & Decker
SWK
$14.2B
$287K 0.03%
+1,900
New +$273K
MGC icon
320
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$279K 0.03%
3,232
-81
-2% -$6.86K
HWC icon
321
Hancock Whitney
HWC
$6.13B
$278K 0.03%
+5,748
New +$263K
ZION icon
322
Zions Bancorporation
ZION
$10.1B
$277K 0.03%
5,875
+14
+0.2% +$623
CPB icon
323
Campbell Soup
CPB
$6.51B
$276K 0.03%
5,895
+13
+0.2% +$659
NVDA icon
324
NVIDIA
NVDA
$5.01T
$274K 0.03%
+61,280
New +$255K
NLY icon
325
Annaly Capital Management
NLY
$16.9B
$273K 0.03%
5,607
-1,608
-22% -$78.7K
11 12
13
14 15

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.