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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Aflac
AFL
$65.9B
| $16.5M | 0.08% |
193,610
+40,359
| +26% | +$3.25M |
|
277
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
| $16.5M | 0.08% |
325,738
+22,226
| +7% | +$1.12M |
|
278
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $16.4M | 0.08% |
268,833
+16,546
| +7% | +$908K |
|
279
Dimensional US Core Equity 2 ETF
DFAC
$47.7B
| $16.2M | 0.08% |
547,928
+91,756
| +20% | +$2.48M |
|
280
iShares S&P 100 ETF
OEF
$19.8B
| $16.2M | 0.08% |
69,960
+68,293
| +4,097% | +$14.4M |
|
281
American Electric Power
AEP
$72.4B
| $16.2M | 0.08% |
207,791
+1,096
| +0.5% | +$85.1K |
|
282
NiSource
NI
$21.9B
| $16.1M | 0.08% |
623,131
-60,194
| -9% | -$1.55M |
|
283
iShares Core S&P US Growth ETF
IUSG
$31B
| $16.1M | 0.08% |
148,345
-116,037
| -44% | -$11.4M |
|
284
VanEck Semiconductor ETF
SMH
$63.8B
| $15.8M | 0.08% |
83,974
+44,874
| +115% | +$7.02M |
|
285
First Trust Value Line Dividend Fund
FVD
$8.46B
| $15.8M | 0.08% |
390,881
-158,100
| -29% | -$6.06M |
|
286
Franklin Resources
BEN
$17.3B
| $15.8M | 0.08% |
572,799
-12,918
| -2% | -$321K |
|
287
Shopify
SHOP
$169B
| $15.7M | 0.08% |
193,097
-19,983
| -9% | -$1.28M |
|
288
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
| $15.7M | 0.08% |
304,822
+87,216
| +40% | +$4.12M |
|
289
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
| $15.6M | 0.08% |
145,711
+2,345
| +2% | +$230K |
|
290
Duke Energy
DUK
$101B
| $15.4M | 0.08% |
160,841
+23,650
| +17% | +$2.15M |
|
291
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
| $15.4M | 0.08% |
135,469
+65,763
| +94% | +$6.9M |
|
292
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
| $15.4M | 0.08% |
214,084
-35,699
| -14% | -$2.36M |
|
293
Bristol-Myers Squibb
BMY
$130B
| $15.3M | 0.08% |
308,360
+51,796
| +20% | +$2.72M |
|
294
CoStar Group
CSGP
$12.4B
| $15.3M | 0.08% |
179,975
-13,352
| -7% | -$1.08M |
|
295
Vanguard Real Estate ETF
VNQ
$40B
| $15.1M | 0.08% |
177,573
-18,427
| -9% | -$1.46M |
|
296
Simplify Short Term Treasury Futures Strategy ETF
TUA
$696M
| $15.1M | 0.08% |
663,898
+64,537
| +11% | +$1.43M |
|
297
Fidelity National Financial
FNF
$14.6B
| $15M | 0.08% |
300,528
-37,985
| -11% | -$1.65M |
|
298
Principal Financial Group
PFG
$24.5B
| $15M | 0.08% |
186,333
-23,746
| -11% | -$1.72M |
|
299
Boeing
BA
$175B
| $15M | 0.08% |
72,947
+12,556
| +21% | +$2.69M |
|
300
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$65.6M
| $15M | 0.08% |
1,098,741
+161,200
| +17% | +$2.09M |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.