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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
276
Diamondback Energy
FANG
$53.5B
$8.13M 0.07%
85,879
+35,832
+72% +$2.88M
FIW icon
277
First Trust Water ETF
FIW
$1.9B
$8.02M 0.07%
94,162
+9,360
+11% +$820K
LYB icon
278
LyondellBasell Industries
LYB
$18.8B
$8M 0.07%
85,216
+40,481
+90% +$3.97M
CMBS icon
279
iShares CMBS ETF
CMBS
$474M
$7.99M 0.07%
147,847
+8,727
+6% +$476K
SPY icon
280
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$7.92M 0.07%
147,400
-80,200
-35% -$35.4M
SPMB icon
281
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
$7.79M 0.06%
303,009
+20,915
+7% +$540K
VIXY icon
282
ProShares VIX Short-Term Futures ETF
VIXY
$208M
$7.79M 0.06%
17,079
+3,758
+28% +$1.72M
XLB icon
283
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$7.71M 0.06%
194,932
+10,390
+6% +$432K
AEP icon
284
American Electric Power
AEP
$72.4B
$7.7M 0.06%
94,860
+7,968
+9% +$696K
VLO icon
285
Valero Energy
VLO
$88.7B
$7.66M 0.06%
108,484
+18,556
+21% +$1.24M
WDAY icon
286
Workday
WDAY
$39.4B
$7.54M 0.06%
30,154
+4,845
+19% +$1.2M
IXN icon
287
iShares Global Tech ETF
IXN
$8.1B
$7.53M 0.06%
132,842
+80,312
+153% +$4.7M
FXO icon
288
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$7.52M 0.06%
169,896
+155,204
+1,056% +$6.87M
SCHA icon
289
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$7.43M 0.06%
297,068
-52,640
-15% -$1.34M
AXP icon
290
American Express
AXP
$227B
$7.43M 0.06%
44,343
+15,097
+52% +$2.52M
LCG
291
DELISTED
Sterling Capital Focus Equity ETF
LCG
$7.42M 0.06%
251,994
+28,998
+13% +$879K
TMO icon
292
Thermo Fisher Scientific
TMO
$214B
$7.37M 0.06%
12,894
-1,822
-12% -$1M
FISV
293
Fiserv Inc
FISV
$28.9B
$7.37M 0.06%
67,885
-7,428
-10% -$830K
DHR icon
294
Danaher
DHR
$140B
$7.22M 0.06%
26,756
+2,414
+10% +$657K
IXUS icon
295
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$7.21M 0.06%
101,583
+32,896
+48% +$2.4M
BP icon
296
BP
BP
$107B
$7.13M 0.06%
261,076
+49,295
+23% +$1.23M
SONY icon
297
Sony
SONY
$133B
$7.12M 0.06%
321,745
+31,795
+11% +$666K
ORCL icon
298
Oracle
ORCL
$346B
$7.06M 0.06%
81,078
-4,765
-6% -$421K
FPX icon
299
First Trust US Equity Opportunities ETF
FPX
$1.47B
$7.01M 0.06%
56,836
-309,844
-84% -$39.4M
FVD icon
300
First Trust Value Line Dividend Fund
FVD
$8.46B
$7.01M 0.06%
178,790
+2,762
+2% +$112K
10 11
12
13 14

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.