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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU
276
DocuSign
DOCU
$11.1B
$4.95M 0.06%
22,252
+1,875
+9% +$421K
QYLD icon
277
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.88B
$4.89M 0.06%
214,289
+100,780
+89% +$2.23M
XLC icon
278
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$4.88M 0.06%
72,274
-3,395
-4% -$216K
SPLB icon
279
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$4.86M 0.06%
146,685
+123,102
+522% +$3.99M
AFIF icon
280
Anfield Universal Fixed Income ETF
AFIF
$227M
$4.85M 0.06%
495,291
+41,892
+9% +$410K
WDAY icon
281
Workday
WDAY
$41.5B
$4.79M 0.05%
19,975
+5,920
+42% +$1.33M
FDNI icon
282
First Trust Dow Jones International Internet ETF
FDNI
$31.8M
$4.76M 0.05%
+104,916
New +$4.46M
APO icon
283
Apollo Global Management
APO
$69B
$4.75M 0.05%
96,970
+30,779
+47% +$1.37M
IYM icon
284
iShares US Basic Materials ETF
IYM
$1.13B
$4.71M 0.05%
+41,531
New +$4.42M
TDSE
285
DELISTED
Cabana Target Drawdown 16 ETF
TDSE
$4.68M 0.05%
189,076
-22,492
-11% -$555K
CCI icon
286
Crown Castle
CCI
$34.6B
$4.66M 0.05%
29,281
-1,879
-6% -$305K
NOW icon
287
ServiceNow
NOW
$120B
$4.61M 0.05%
41,890
+3,825
+10% +$398K
CCL icon
288
Carnival Corporation Ltd
CCL
$38.1B
$4.61M 0.05%
212,646
-48,980
-19% -$871K
SPMB icon
289
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.97B
$4.56M 0.05%
172,763
+20,661
+14% +$547K
SPG icon
290
Simon Property Group
SPG
$76.4B
$4.56M 0.05%
53,433
-24,862
-32% -$1.9M
DAL icon
291
Delta Air Lines
DAL
$56.7B
$4.5M 0.05%
112,032
-40,512
-27% -$1.47M
HYLS icon
292
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$4.48M 0.05%
91,952
-215,900
-70% -$10.4M
EPD icon
293
Enterprise Products Partners
EPD
$83.7B
$4.47M 0.05%
228,006
-41,653
-15% -$776K
XLB icon
294
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$4.44M 0.05%
122,698
+20,836
+20% +$713K
CERN
295
DELISTED
Cerner Corp
CERN
$4.4M 0.05%
56,081
+4,832
+9% +$358K
SYK icon
296
Stryker
SYK
$135B
$4.4M 0.05%
17,953
+1,025
+6% +$232K
DHR icon
297
Danaher
DHR
$138B
$4.37M 0.05%
22,167
-834
-4% -$167K
GIS icon
298
General Mills
GIS
$20.2B
$4.32M 0.05%
73,502
+7,381
+11% +$446K
VXF icon
299
Vanguard Extended Market ETF
VXF
$30B
$4.21M 0.05%
25,540
-1,144
-4% -$170K
IGIB icon
300
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$4.17M 0.05%
67,508
+9,536
+16% +$583K
10 11
12
13 14

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.