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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
276
Eaton
ETN
$141B
$3.89M 0.06%
38,083
+10,568
+38% +$1.03M
NOC icon
277
Northrop Grumman
NOC
$76B
$3.83M 0.05%
12,147
+3,309
+37% +$1.08M
SLV icon
278
iShares Silver Trust
SLV
$27.7B
$3.82M 0.05%
176,583
+45,062
+34% +$1.02M
ZM icon
279
Zoom
ZM
$27.1B
$3.76M 0.05%
7,995
-3,175
-28% -$1.02M
NXPI icon
280
NXP Semiconductors
NXPI
$60.8B
$3.72M 0.05%
29,777
+13,516
+83% +$1.65M
CERN
281
DELISTED
Cerner Corp
CERN
$3.71M 0.05%
51,249
-3,946
-7% -$281K
UUP icon
282
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$3.7M 0.05%
+145,963
New +$3.71M
NOW icon
283
ServiceNow
NOW
$120B
$3.69M 0.05%
38,065
-7,940
-17% -$709K
GLW icon
284
Corning
GLW
$107B
$3.64M 0.05%
112,357
+8,134
+8% +$251K
AGZ icon
285
iShares Agency Bond ETF
AGZ
$559M
$3.58M 0.05%
29,563
+24,016
+433% +$2.91M
RTL
286
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$3.56M 0.05%
567,780
-35,314
-6% -$250K
KNSL icon
287
Kinsale Capital Group
KNSL
$8.58B
$3.56M 0.05%
18,713
+6,550
+54% +$1.2M
GSK icon
288
GSK
GSK
$107B
$3.55M 0.05%
75,386
-1,265
-2% -$63.4K
COF icon
289
Capital One
COF
$128B
$3.54M 0.05%
49,308
+21,811
+79% +$1.46M
XYZ
290
Block Inc
XYZ
$48.9B
$3.54M 0.05%
21,776
+2,786
+15% +$393K
SYK icon
291
Stryker
SYK
$135B
$3.53M 0.05%
16,928
+4,116
+32% +$800K
IAGG icon
292
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$3.53M 0.05%
63,343
+1,822
+3% +$101K
IGIB icon
293
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$3.52M 0.05%
57,972
-1,194
-2% -$72.8K
BRK.A icon
294
Berkshire Hathaway Class A
BRK.A
$1.1T
$3.52M 0.05%
11
-3
-21% -$921K
AOK icon
295
iShares Core Conservative Allocation ETF
AOK
$783M
$3.51M 0.05%
94,498
+14,408
+18% +$536K
HBAN icon
296
Huntington Bancshares
HBAN
$34B
$3.5M 0.05%
382,266
+167,910
+78% +$1.56M
SPSM icon
297
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$3.5M 0.05%
127,864
-30,917
-19% -$862K
SLQD icon
298
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$3.5M 0.05%
67,142
+3,014
+5% +$157K
VXF icon
299
Vanguard Extended Market ETF
VXF
$30B
$3.46M 0.05%
26,684
-27,732
-51% -$3.53M
CI icon
300
Cigna
CI
$78.4B
$3.45M 0.05%
20,366
+4,683
+30% +$824K
10 11
12
13 14

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.