We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
276
iShares Russell 1000 ETF
IWB
$47.1B
$2.29M 0.05%
16,204
-6,671
-29% -$1.13M
AMT icon
277
American Tower
AMT
$83.5B
$2.28M 0.05%
10,464
+1,914
+22% +$445K
VOX icon
278
Vanguard Communication Services ETF
VOX
$5.68B
$2.27M 0.05%
29,821
+8,091
+37% +$731K
PTON icon
279
Peloton Interactive
PTON
$2.85B
$2.27M 0.05%
+85,548
New +$2.38M
SPLV icon
280
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$2.27M 0.05%
48,374
+18,050
+60% +$1.01M
COP icon
281
ConocoPhillips
COP
$144B
$2.26M 0.05%
73,369
+28,391
+63% +$1.44M
SECT icon
282
Main Sector Rotation ETF
SECT
$2.68B
$2.24M 0.05%
92,048
-40,473
-31% -$1.16M
IDU icon
283
iShares US Utilities ETF
IDU
$1.37B
$2.23M 0.05%
32,338
+20,238
+167% +$1.61M
SPY icon
284
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$2.23M 0.05%
339,700
+283,600
+506% +$86.5M
HYLS icon
285
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$2.23M 0.05%
53,133
-19,736
-27% -$923K
EMLC icon
286
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$2.23M 0.05%
78,177
+1,360
+2% +$43.8K
VLO icon
287
Valero Energy
VLO
$89.5B
$2.21M 0.05%
48,711
+10,051
+26% +$730K
IHI icon
288
iShares US Medical Devices ETF
IHI
$3.17B
$2.2M 0.05%
58,542
-17,742
-23% -$747K
AXP icon
289
American Express
AXP
$224B
$2.19M 0.05%
25,556
+5,253
+26% +$611K
DHR icon
290
Danaher
DHR
$138B
$2.18M 0.05%
17,800
-2,078
-10% -$280K
IRM icon
291
Iron Mountain
IRM
$35.9B
$2.18M 0.05%
91,708
-56,187
-38% -$1.7M
SCHO icon
292
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$2.18M 0.05%
84,110
+16,160
+24% +$412K
PPL
293
PPL Corp
PPL
$26.9B
$2.17M 0.05%
87,968
+9,367
+12% +$302K
MDB icon
294
MongoDB
MDB
$25.8B
$2.17M 0.05%
15,890
-1,590
-9% -$235K
PSA icon
295
Public Storage
PSA
$61.5B
$2.15M 0.05%
10,824
+688
+7% +$147K
PFF icon
296
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.14M 0.05%
67,255
+31,349
+87% +$1.12M
EXC icon
297
Exelon
EXC
$48.1B
$2.12M 0.05%
80,616
+11,434
+17% +$360K
BRO icon
298
Brown & Brown
BRO
$25.1B
$2.1M 0.05%
58,082
-2,446
-4% -$103K
TFC icon
299
Truist Financial
TFC
$63.9B
$2.1M 0.05%
68,140
+31,840
+88% +$1.51M
TVIX
300
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$2.1M 0.05%
+6,705
New +$1.06M
10 11
12
13 14

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.