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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
276
Nike
NKE
$62.2B
$2.8M 0.06%
27,652
+9,474
+52% +$893K
GILD icon
277
Gilead Sciences
GILD
$162B
$2.76M 0.06%
42,517
+1,561
+4% +$102K
AZN icon
278
AstraZeneca
AZN
$264B
$2.73M 0.06%
27,409
+5,191
+23% +$489K
BRK.A icon
279
Berkshire Hathaway Class A
BRK.A
$1.07T
$2.72M 0.06%
8
– –
DHR icon
280
Danaher
DHR
$135B
$2.71M 0.06%
19,878
+5,011
+34% +$633K
BLV icon
281
Vanguard Long-Term Bond ETF
BLV
$5.78B
$2.68M 0.06%
26,706
+7,797
+41% +$790K
LXP icon
282
LXP Industrial Trust
LXP
$3.53B
$2.63M 0.06%
49,576
+490
+1% +$26.2K
RIO icon
283
Rio Tinto
RIO
$149B
$2.63M 0.06%
44,324
-3,092
-7% -$168K
DE icon
284
Deere & Co
DE
$169B
$2.62M 0.06%
15,108
+854
+6% +$147K
EMLC icon
285
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$2.61M 0.06%
76,817
+12,702
+20% +$425K
XLP icon
286
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$2.6M 0.06%
41,347
+23,131
+127% +$1.42M
JPGE
287
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
$2.58M 0.06%
41,523
+945
+2% +$57.5K
TSLA icon
288
Tesla
TSLA
$1.25T
$2.58M 0.06%
92,340
-52,065
-36% -$1.13M
SPY icon
289
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$788B
$2.57M 0.06%
+56,100
New +$17.3M
BWA icon
290
BorgWarner
BWA
$13.2B
$2.55M 0.06%
66,743
+8,521
+15% +$312K
TWLO icon
291
Twilio
TWLO
$29.6B
$2.54M 0.06%
25,818
-2,358
-8% -$241K
ES icon
292
Eversource Energy
ES
$28.2B
$2.53M 0.06%
29,792
+7,062
+31% +$587K
DES icon
293
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$2.53M 0.05%
88,207
+39,965
+83% +$1.11M
AXP icon
294
American Express
AXP
$226B
$2.53M 0.05%
20,303
+2,473
+14% +$296K
MIC
295
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2.51M 0.05%
58,581
+2,971
+5% +$123K
IEF icon
296
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$2.49M 0.05%
22,559
-8,137
-27% -$907K
TIP icon
297
iShares TIPS Bond ETF
TIP
$14.5B
$2.48M 0.05%
21,252
+6,615
+45% +$769K
MPC icon
298
Marathon Petroleum
MPC
$90.3B
$2.48M 0.05%
41,095
+4,107
+11% +$257K
LLY icon
299
Eli Lilly
LLY
$1.06T
$2.45M 0.05%
18,626
+3,906
+27% +$453K
CVS icon
300
CVS Health
CVS
$136B
$2.44M 0.05%
32,840
+12,449
+61% +$874K
10 11
12
13 14

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.