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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAB icon
276
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$431K 0.07%
15,464
-476
-3% -$13.1K
SPSB icon
277
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$431K 0.07%
14,312
+1,504
+12% +$45.2K
SRE icon
278
Sempra
SRE
$60.8B
$431K 0.07%
7,970
-7,642
-49% -$436K
HPE icon
279
Hewlett Packard
HPE
$63.2B
$428K 0.07%
32,371
+2,302
+8% +$34.5K
TXN icon
280
Texas Instruments
TXN
$255B
$426K 0.07%
4,503
+1,251
+38% +$121K
ADP icon
281
Automatic Data Processing
ADP
$100B
$425K 0.07%
3,242
+282
+10% +$39.8K
MTUM icon
282
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$425K 0.07%
4,243
-3,793
-47% -$406K
PNC icon
283
PNC Financial Services
PNC
$100B
$421K 0.07%
3,604
+724
+25% +$92.4K
SPGP icon
284
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$419K 0.07%
9,160
+700
+8% +$34.2K
RITM icon
285
Rithm Capital
RITM
$5.09B
$414K 0.07%
29,115
+708
+2% +$12K
TBX icon
286
ProShares Short 7-10 Year Treasury
TBX
$15.8M
$412K 0.07%
14,467
+1,301
+10% +$38.2K
TIER
287
DELISTED
TIER REIT, Inc.
TIER
$410K 0.07%
19,854
+482
+2% +$10.8K
KMI icon
288
Kinder Morgan
KMI
$73.1B
$405K 0.07%
26,333
+3,079
+13% +$52.1K
XLI icon
289
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$404K 0.07%
6,267
-243
-4% -$17.2K
SYK icon
290
Stryker
SYK
$127B
$397K 0.07%
2,531
-687
-21% -$115K
CMF icon
291
iShares California Muni Bond ETF
CMF
$4.54B
$394K 0.07%
6,737
-2,836
-30% -$163K
FXL icon
292
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$394K 0.07%
7,504
-2,202
-23% -$122K
RWR icon
293
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$391K 0.07%
4,549
+355
+8% +$32.5K
RWX icon
294
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$389K 0.07%
10,998
-5,255
-32% -$194K
CMI icon
295
Cummins
CMI
$91.7B
$385K 0.07%
2,883
-536
-16% -$75.7K
VBR icon
296
Vanguard Small-Cap Value ETF
VBR
$37.1B
$385K 0.07%
3,371
-10,980
-77% -$1.39M
UNM icon
297
Unum
UNM
$13.8B
$380K 0.07%
12,935
-193
-1% -$6.75K
CVS icon
298
CVS Health
CVS
$137B
$377K 0.06%
5,750
+313
+6% +$23.4K
VOOG icon
299
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$375K 0.06%
16,668
-211,788
-93% -$5.12M
BAX icon
300
Baxter International
BAX
$11.6B
$369K 0.06%
5,605
-1,748
-24% -$117K
10 11
12
13 14

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.