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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
276
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$365K 0.03%
4,322
-1,021
-19% -$86.3K
O icon
277
Realty Income
O
$61.2B
$360K 0.03%
6,488
-1,105
-15% -$61.4K
XLP icon
278
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$354K 0.03%
6,557
-737
-10% -$40.5K
RSPM icon
279
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$351K 0.03%
16,875
– –
ACWX icon
280
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$349K 0.03%
7,218
-507
-7% -$23.9K
USB icon
281
US Bancorp
USB
$99.6B
$349K 0.03%
6,509
+1,369
+27% +$71.6K
COP icon
282
ConocoPhillips
COP
$147B
$347K 0.03%
6,937
+464
+7% +$20.8K
TGT icon
283
Target
TGT
$62.1B
$345K 0.03%
5,849
-1,876
-24% -$105K
IGV icon
284
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$343K 0.03%
11,720
-5,195
-31% -$149K
FIGY
285
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$341K 0.03%
2,107
– –
XLU icon
286
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$338K 0.03%
12,736
+4,524
+55% +$121K
DTUS
287
DELISTED
iPath US Treasury 2-year Bear ETN
DTUS
$337K 0.03%
10,577
-549
-5% -$16.9K
PNC icon
288
PNC Financial Services
PNC
$100B
$335K 0.03%
+2,487
New +$319K
NAC icon
289
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$331K 0.03%
22,182
– –
PSA icon
290
Public Storage
PSA
$60.2B
$328K 0.03%
1,534
+345
+29% +$71.3K
IVW icon
291
iShares S&P 500 Growth ETF
IVW
$72.5B
$327K 0.03%
+9,108
New +$321K
ADP icon
292
Automatic Data Processing
ADP
$100B
$326K 0.03%
2,981
+595
+25% +$63.7K
VEU icon
293
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$326K 0.03%
6,178
-1,264
-17% -$65.4K
GNL icon
294
Global Net Lease
GNL
$1.87B
$317K 0.03%
14,497
+2,440
+20% +$52.9K
GWW icon
295
W.W. Grainger
GWW
$65.3B
$317K 0.03%
1,762
– –
PPG icon
296
PPG Industries
PPG
$25.9B
$317K 0.03%
2,921
+355
+14% +$37.8K
VER
297
DELISTED
VEREIT, Inc.
VER
$316K 0.03%
7,631
+1,044
+16% +$44K
BNS icon
298
Scotiabank
BNS
$106B
$315K 0.03%
4,900
+200
+4% +$12.4K
VOT icon
299
Vanguard Mid-Cap Growth ETF
VOT
$19B
$314K 0.03%
+2,575
New +$307K
EMLP icon
300
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$311K 0.03%
12,558
+485
+4% +$12.1K
10 11
12
13 14

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.