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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
251
Oneok
OKE
$55.9B
$10.7M 0.07%
181,820
+79,296
+77% +$4.92M
FSK icon
252
FS KKR Capital
FSK
$3.08B
$10.7M 0.07%
509,123
+17,060
+3% +$369K
MET icon
253
MetLife
MET
$62.7B
$10.6M 0.07%
169,308
+116,987
+224% +$7.34M
OZ icon
254
Belpointe PREP
OZ
$177M
$10.5M 0.07%
+104,909
New +$10.5M
IWF icon
255
iShares Russell 1000 Growth ETF
IWF
$119B
$10.5M 0.07%
137,192
-73,444
-35% -$5.44M
C icon
256
Citigroup
C
$222B
$10.4M 0.07%
172,957
+16,381
+10% +$1.09M
CLSA
257
DELISTED
Cabana Target Leading Sector Aggressive ETF
CLSA
$10.4M 0.07%
384,256
+185,642
+93% +$4.89M
OKTA icon
258
Okta
OKTA
$23.7B
$10.4M 0.07%
46,535
+516
+1% +$123K
EMLC icon
259
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$10.3M 0.07%
360,665
+185,776
+106% +$5.41M
PFFD icon
260
Global X US Preferred ETF
PFFD
$2.15B
$10.2M 0.07%
396,993
+20,653
+5% +$529K
FXO icon
261
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$10.2M 0.07%
220,907
+51,011
+30% +$2.38M
CIBR icon
262
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$10.2M 0.07%
193,113
+173,844
+902% +$9.14M
IQLT icon
263
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
$9.99M 0.07%
253,598
+189,359
+295% +$7.42M
VOE icon
264
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$9.98M 0.07%
66,398
+5,354
+9% +$786K
AEP icon
265
American Electric Power
AEP
$72.4B
$9.86M 0.07%
110,800
+15,940
+17% +$1.34M
CCI icon
266
Crown Castle
CCI
$33.1B
$9.72M 0.07%
46,550
+20,707
+80% +$3.82M
IUSV icon
267
iShares Core S&P US Value ETF
IUSV
$27.5B
$9.71M 0.07%
127,201
+9,071
+8% +$673K
SE icon
268
Sea Limited
SE
$65.8B
$9.71M 0.07%
43,387
-9,713
-18% -$2.9M
AMT icon
269
American Tower
AMT
$79.9B
$9.65M 0.07%
32,990
+14,444
+78% +$3.95M
F icon
270
Ford
F
$59.6B
$9.65M 0.07%
464,497
+12,455
+3% +$229K
NOW icon
271
ServiceNow
NOW
$114B
$9.64M 0.07%
74,295
-2,705
-4% -$355K
IAU icon
272
iShares Gold Trust
IAU
$62.5B
$9.61M 0.07%
276,153
-31,140
-10% -$1.06M
QQQJ icon
273
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$9.51M 0.07%
283,290
-158,302
-36% -$5.41M
TMO icon
274
Thermo Fisher Scientific
TMO
$214B
$9.49M 0.07%
14,224
+1,330
+10% +$830K
VHT icon
275
Vanguard Health Care ETF
VHT
$18.6B
$9.43M 0.07%
35,389
-9,437
-21% -$2.41M
9 10
11
12 13

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.