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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
251
Automatic Data Processing
ADP
$106B
$9.14M 0.08%
45,710
+3,622
+9% +$746K
AMAT icon
252
Applied Materials
AMAT
$378B
$9.14M 0.08%
70,988
+4,764
+7% +$647K
CAT icon
253
Caterpillar
CAT
$387B
$9.01M 0.07%
46,919
+2,041
+5% +$425K
KMB icon
254
Kimberly-Clark
KMB
$37.5B
$9M 0.07%
67,971
+9,625
+16% +$1.31M
XYZ
255
Block Inc
XYZ
$49.5B
$8.96M 0.07%
37,360
+4,384
+13% +$1.13M
SCHJ icon
256
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$848M
$8.83M 0.07%
345,862
-99,012
-22% -$2.53M
SPDW icon
257
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$8.78M 0.07%
242,433
+49,812
+26% +$1.85M
TEAM icon
258
Atlassian
TEAM
$25.4B
$8.78M 0.07%
22,420
+1,104
+5% +$369K
HEFA icon
259
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$8.72M 0.07%
253,438
+31,927
+14% +$1.11M
HYLS icon
260
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$8.71M 0.07%
180,670
+30,256
+20% +$1.46M
AMGN icon
261
Amgen
AMGN
$212B
$8.69M 0.07%
40,884
+6,094
+18% +$1.4M
HAWX icon
262
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$343M
$8.63M 0.07%
269,524
+37,246
+16% +$1.21M
PAYX icon
263
Paychex
PAYX
$42.3B
$8.53M 0.07%
75,811
+2,962
+4% +$333K
VOE icon
264
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$8.52M 0.07%
61,044
-201
-0.3% -$28.6K
U icon
265
Unity
U
$13.9B
$8.49M 0.07%
67,233
+7,974
+13% +$944K
VT icon
266
Vanguard Total World Stock ETF
VT
$76.3B
$8.48M 0.07%
83,245
+20,950
+34% +$2.2M
PGX icon
267
Invesco Preferred ETF
PGX
$3.81B
$8.43M 0.07%
560,796
-123,716
-18% -$1.88M
IUSV icon
268
iShares Core S&P US Value ETF
IUSV
$27.5B
$8.37M 0.07%
118,130
+4,020
+4% +$292K
XLU icon
269
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$8.34M 0.07%
261,212
+38,434
+17% +$1.28M
ILCG icon
270
iShares Morningstar Growth ETF
ILCG
$3.06B
$8.32M 0.07%
126,900
-4,520
-3% -$305K
IHDG icon
271
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$8.28M 0.07%
191,715
+20,319
+12% +$920K
PRU icon
272
Prudential Financial
PRU
$43B
$8.24M 0.07%
78,299
+11,283
+17% +$1.16M
AVGO icon
273
Broadcom
AVGO
$1.81T
$8.18M 0.07%
168,670
+7,690
+5% +$374K
MGM icon
274
MGM Resorts International
MGM
$11.8B
$8.17M 0.07%
189,439
+4,848
+3% +$198K
GL icon
275
Globe Life
GL
$13.9B
$8.16M 0.07%
91,671
+2,115
+2% +$198K
9 10
11
12 13

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.