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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
251
Broadcom
AVGO
$1.79T
$7.6M 0.08%
163,840
+12,190
+8% +$564K
SCHJ icon
252
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$848M
$7.58M 0.08%
+297,386
New +$7.61M
AMAT icon
253
Applied Materials
AMAT
$360B
$7.55M 0.08%
56,535
-7,884
-12% -$869K
PAYX icon
254
Paychex
PAYX
$43.7B
$7.5M 0.08%
76,509
+3,860
+5% +$356K
SPSM icon
255
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$7.43M 0.08%
175,860
+87,073
+98% +$3.55M
SPEM icon
256
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.8B
$7.43M 0.08%
169,740
+780
+0.5% +$34.9K
VCIT icon
257
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$7.42M 0.07%
79,758
+24,117
+43% +$2.29M
PFFD icon
258
Global X US Preferred ETF
PFFD
$2.14B
$7.38M 0.07%
289,432
+26,350
+10% +$668K
LUV icon
259
Southwest Airlines
LUV
$21.9B
$7.34M 0.07%
120,261
-16,251
-12% -$865K
SCHV
260
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$7.31M 0.07%
336,069
+27,066
+9% +$564K
VOE icon
261
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$7.25M 0.07%
53,744
+2,703
+5% +$346K
FTC icon
262
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.28B
$7.25M 0.07%
74,187
+65,102
+717% +$6.45M
AVIG icon
263
Avantis Core Fixed Income ETF
AVIG
$1.94B
$7.21M 0.07%
+149,017
New +$7.35M
QCLN icon
264
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$584M
$7.18M 0.07%
104,654
+17,734
+20% +$1.36M
TDOC icon
265
Teladoc Health
TDOC
$1.7B
$7.17M 0.07%
39,437
-6,047
-13% -$1.4M
AMD icon
266
Advanced Micro Devices
AMD
$717B
$7.17M 0.07%
91,283
-12,547
-12% -$1.08M
ADP icon
267
Automatic Data Processing
ADP
$110B
$7.12M 0.07%
37,759
+2,209
+6% +$383K
FALN icon
268
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$7M 0.07%
239,446
+212,319
+783% +$6.23M
XYZ
269
Block Inc
XYZ
$49.6B
$6.91M 0.07%
30,430
-1,182
-4% -$276K
FDN icon
270
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.02B
$6.79M 0.07%
31,127
-57,387
-65% -$12.8M
TFLO icon
271
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$6.78M 0.07%
134,814
+82,205
+156% +$4.13M
SCHX icon
272
Schwab US Large- Cap ETF
SCHX
$70.9B
$6.69M 0.07%
418,074
+346,476
+484% +$5.43M
PLD icon
273
Prologis
PLD
$135B
$6.66M 0.07%
62,798
+4,876
+8% +$497K
SPTI icon
274
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$6.34M 0.06%
197,653
+188,454
+2,049% +$6.14M
ARKW icon
275
ARK Web x.0 ETF
ARKW
$1.62B
$6.33M 0.06%
42,954
+4,495
+12% +$725K
9 10
11
12 13

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.