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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBS icon
251
iShares CMBS ETF
CMBS
$473M
$4.53M 0.06%
81,505
+452
+0.6% +$24.9K
XLC icon
252
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$4.5M 0.06%
75,669
+44,326
+141% +$2.63M
AFIF icon
253
Anfield Universal Fixed Income ETF
AFIF
$227M
$4.45M 0.06%
453,399
+22,640
+5% +$223K
ADP icon
254
Automatic Data Processing
ADP
$109B
$4.4M 0.06%
31,546
+3,219
+11% +$451K
DHR icon
255
Danaher
DHR
$138B
$4.39M 0.06%
23,001
+3,261
+17% +$580K
DOCU
256
DocuSign
DOCU
$11.1B
$4.39M 0.06%
20,377
+10,836
+114% +$2.25M
SHW icon
257
Sherwin-Williams
SHW
$84.8B
$4.37M 0.06%
18,819
+2,463
+15% +$538K
XLRE icon
258
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
$4.34M 0.06%
123,079
-3,374
-3% -$120K
ODFL icon
259
Old Dominion Freight Line
ODFL
$46.3B
$4.33M 0.06%
47,856
+14,884
+45% +$1.4M
EPD icon
260
Enterprise Products Partners
EPD
$83.7B
$4.26M 0.06%
269,659
-93,415
-26% -$1.64M
ICSH icon
261
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$4.22M 0.06%
83,409
+79,230
+1,896% +$4.01M
CLX icon
262
Clorox
CLX
$12B
$4.18M 0.06%
19,890
+4,155
+26% +$925K
TSM icon
263
TSMC
TSM
$1.94T
$4.11M 0.06%
50,638
+10,340
+26% +$786K
GIS icon
264
General Mills
GIS
$20.2B
$4.08M 0.06%
66,121
+1,079
+2% +$67.4K
VOOG icon
265
Vanguard S&P 500 Growth ETF
VOOG
$24.7B
$4.05M 0.06%
116,676
+28,764
+33% +$978K
SPMB icon
266
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.97B
$4.05M 0.06%
152,102
+1,370
+0.9% +$36.6K
DG icon
267
Dollar General
DG
$28.4B
$4.04M 0.06%
19,248
-6,280
-25% -$1.24M
F icon
268
Ford
F
$60.9B
$4.04M 0.06%
605,883
+44,268
+8% +$300K
VPU
269
Vanguard Utilities ETF
VPU
$8.56B
$4.03M 0.06%
31,197
-10,552
-25% -$1.37M
BBY icon
270
Best Buy
BBY
$19B
$3.99M 0.06%
35,854
+15,388
+75% +$1.57M
CCL icon
271
Carnival Corporation Ltd
CCL
$38.1B
$3.97M 0.06%
261,626
+164,425
+169% +$2.54M
BP icon
272
BP
BP
$112B
$3.96M 0.06%
226,966
+47,287
+26% +$1.02M
IWF icon
273
iShares Russell 1000 Growth ETF
IWF
$117B
$3.95M 0.06%
72,820
-455,076
-86% -$24M
BIIB icon
274
Biogen
BIIB
$30.9B
$3.95M 0.06%
13,914
+7,477
+116% +$2.09M
TJX icon
275
TJX Companies
TJX
$179B
$3.95M 0.06%
70,920
-6,336
-8% -$341K
9 10
11
12 13

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.