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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
251
Enbridge
ENB
$120B
$2.69M 0.06%
92,504
+11,394
+14% +$422K
SLQD icon
252
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$2.67M 0.06%
53,307
-8,590
-14% -$435K
NKE icon
253
Nike
NKE
$64.1B
$2.66M 0.06%
32,097
+4,445
+16% +$414K
UUP icon
254
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$2.65M 0.06%
+98,746
New +$2.63M
VXF icon
255
Vanguard Extended Market ETF
VXF
$30B
$2.62M 0.06%
28,968
+16,447
+131% +$1.91M
HAWX icon
256
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$338M
$2.58M 0.06%
115,383
+91,416
+381% +$2.41M
STIP icon
257
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.58M 0.06%
25,831
+9,426
+57% +$948K
HEFA icon
258
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.45B
$2.57M 0.06%
106,063
+83,185
+364% +$2.37M
UTES icon
259
Virtus Reaves Utilities ETF
UTES
$1.32B
$2.56M 0.06%
72,888
+27,209
+60% +$1.09M
ICE icon
260
Intercontinental Exchange
ICE
$87.2B
$2.54M 0.06%
31,403
+10,687
+52% +$968K
NOC icon
261
Northrop Grumman
NOC
$76B
$2.54M 0.06%
8,384
+1,866
+29% +$649K
MDY icon
262
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$2.51M 0.06%
9,561
-3,058
-24% -$1.04M
GBIL icon
263
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$2.49M 0.06%
+24,754
New +$2.49M
KMI icon
264
Kinder Morgan
KMI
$70.9B
$2.47M 0.06%
177,144
+1,460
+0.8% +$27.8K
LIN icon
265
Linde
LIN
$236B
$2.46M 0.06%
14,189
+12,774
+903% +$2.52M
ETR icon
266
Entergy
ETR
$50.3B
$2.45M 0.06%
52,192
+4,518
+9% +$268K
RTX icon
267
RTX Corp
RTX
$290B
$2.45M 0.06%
41,298
+4,235
+11% +$358K
WFC icon
268
Wells Fargo
WFC
$254B
$2.45M 0.06%
85,441
-44,500
-34% -$1.89M
ED icon
269
Consolidated Edison
ED
$41.4B
$2.45M 0.06%
31,412
+15,401
+96% +$1.35M
IHDG icon
270
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.2B
$2.42M 0.06%
80,051
+28,829
+56% +$991K
TDOC icon
271
Teladoc Health
TDOC
$1.66B
$2.41M 0.06%
+15,573
New +$1.81M
AVUV icon
272
Avantis US Small Cap Value ETF
AVUV
$30.3B
$2.41M 0.06%
+77,368
New +$3.5M
VRSK icon
273
Verisk Analytics
VRSK
$27.7B
$2.35M 0.05%
16,836
+719
+4% +$113K
ES icon
274
Eversource Energy
ES
$28.1B
$2.32M 0.05%
29,609
-183
-0.6% -$16.1K
BLK icon
275
Blackrock
BLK
$167B
$2.3M 0.05%
5,227
-1,960
-27% -$966K
9 10
11
12 13

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.