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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
251
FedEx
FDX
$74.5B
$3.16M 0.07%
20,913
+3,218
+18% +$496K
SLQD icon
252
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$3.16M 0.07%
61,897
+11,494
+23% +$587K
CRM icon
253
Salesforce
CRM
$134B
$3.14M 0.07%
19,310
+3,572
+23% +$560K
IUSG icon
254
iShares Core S&P US Growth ETF
IUSG
$31.1B
$3.13M 0.07%
46,330
+39,943
+625% +$2.59M
XLRE icon
255
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$3.13M 0.07%
80,980
+69,328
+595% +$2.68M
VXX icon
256
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$162M
$3.11M 0.07%
3,216
+1,933
+151% +$2.34M
PEGI
257
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$3.11M 0.07%
116,324
-1,393
-1% -$37.8K
IWR icon
258
iShares Russell Mid-Cap ETF
IWR
$56.8B
$3.05M 0.07%
51,170
+23,095
+82% +$1.33M
SCHD icon
259
Schwab US Dividend Equity ETF
SCHD
$102B
$3.04M 0.07%
157,737
+72,255
+85% +$1.35M
MET icon
260
MetLife
MET
$61B
$3.04M 0.07%
59,718
+6,900
+13% +$333K
SPSB icon
261
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$3.04M 0.07%
98,479
+65,009
+194% +$2M
EEM icon
262
iShares MSCI Emerging Markets ETF
EEM
$28B
$3.03M 0.07%
67,526
+52,579
+352% +$2.26M
HCA icon
263
HCA Healthcare
HCA
$84.8B
$3M 0.07%
20,309
+2,266
+13% +$304K
LHX icon
264
L3Harris
LHX
$55.9B
$2.99M 0.06%
15,124
+2,917
+24% +$585K
IAGG icon
265
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$2.98M 0.06%
54,347
+16,762
+45% +$923K
DIA icon
266
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.95M 0.06%
10,363
+1,128
+12% +$311K
CBRE icon
267
CBRE Group
CBRE
$40.8B
$2.95M 0.06%
48,067
+6,925
+17% +$384K
COP icon
268
ConocoPhillips
COP
$147B
$2.92M 0.06%
44,978
+7,149
+19% +$420K
BSJL
269
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$2.91M 0.06%
117,891
+107,280
+1,011% +$2.64M
FXI icon
270
iShares China Large-Cap ETF
FXI
$4.31B
$2.89M 0.06%
+66,341
New +$2.77M
XMMO icon
271
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$2.89M 0.06%
47,313
+31,858
+206% +$1.89M
ETR icon
272
Entergy
ETR
$54.1B
$2.86M 0.06%
47,674
+2,006
+4% +$118K
MAR icon
273
Marriott International
MAR
$98.7B
$2.85M 0.06%
18,827
+1,005
+6% +$135K
AOA icon
274
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$2.84M 0.06%
48,998
+30,576
+166% +$1.72M
PPL
275
PPL Corp
PPL
$27.3B
$2.82M 0.06%
78,601
+23,177
+42% +$777K
9 10
11
12 13

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.