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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
251
Comcast
CMCSA
$79.1B
$439K 0.04%
11,410
+533
+5% +$21K
GPC icon
252
Genuine Parts
GPC
$17.1B
$433K 0.04%
4,522
+101
+2% +$8.6K
ADM icon
253
Archer Daniels Midland
ADM
$41.4B
$432K 0.04%
10,172
-237
-2% -$9.99K
RBS.PRS.CL
254
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$426K 0.04%
16,587
+2,769
+20% +$71.3K
JTD
255
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$424K 0.04%
25,167
-1,395
-5% -$22.7K
IAU icon
256
iShares Gold Trust
IAU
$63B
$420K 0.04%
17,068
-8,420
-33% -$207K
NRO
257
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$415K 0.04%
77,441
+12,173
+19% +$63.6K
PSX icon
258
Phillips 66
PSX
$82.9B
$412K 0.04%
4,498
+259
+6% +$21.9K
LOW icon
259
Lowe's Companies
LOW
$116B
$409K 0.04%
5,116
+1,822
+55% +$140K
IBB icon
260
iShares Biotechnology ETF
IBB
$9.31B
$404K 0.04%
3,630
+948
+35% +$101K
VB icon
261
Vanguard Small-Cap ETF
VB
$79.5B
$404K 0.04%
2,856
-571
-17% -$77.8K
HYS icon
262
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$399K 0.04%
3,932
-3,186
-45% -$323K
TSN icon
263
Tyson Foods
TSN
$20.2B
$387K 0.04%
5,494
-1,440
-21% -$92K
ABT icon
264
Abbott
ABT
$180B
$386K 0.04%
7,238
+1,909
+36% +$95.8K
VO icon
265
Vanguard Mid-Cap ETF
VO
$106B
$379K 0.04%
10,312
-2,760
-21% -$99.5K
IYF icon
266
iShares US Financials ETF
IYF
$4.39B
$378K 0.04%
6,740
-764
-10% -$41.7K
NVS icon
267
Novartis
NVS
$295B
$376K 0.03%
4,891
+958
+24% +$72.3K
TJX icon
268
TJX Companies
TJX
$170B
$375K 0.03%
10,162
+212
+2% +$7.55K
BABA icon
269
Alibaba
BABA
$269B
$374K 0.03%
2,166
+36
+2% +$5.84K
DHR icon
270
Danaher
DHR
$135B
$372K 0.03%
4,894
+883
+22% +$65.3K
DLR icon
271
Digital Realty Trust
DLR
$73.7B
$371K 0.03%
+3,138
New +$363K
VIS icon
272
Vanguard Industrials ETF
VIS
$8.23B
$370K 0.03%
2,758
+338
+14% +$43.8K
MCHP icon
273
Microchip Technology
MCHP
$42.8B
$368K 0.03%
8,202
+124
+2% +$5.2K
RQI icon
274
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$367K 0.03%
29,184
+1,240
+4% +$15.8K
SHOP icon
275
Shopify
SHOP
$148B
$367K 0.03%
+31,470
New +$321K
9 10
11
12 13

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.