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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Truist Financial
TFC
$64.7B
| $19.9M | 0.1% |
526,511
-9,715
| -2% | -$305K |
|
227
Ford
F
$59.6B
| $19.9M | 0.1% |
1,748,629
-25,017
| -1% | -$278K |
|
228
IDEX
IEX
$16.6B
| $19.6M | 0.1% |
93,904
+19,306
| +26% | +$3.89M |
|
229
CSX Corp
CSX
$94.2B
| $19.6M | 0.1% |
554,046
+148,970
| +37% | +$4.75M |
|
230
State Street US Sector Rotation ETF
XLSR
$1B
| $19.6M | 0.1% |
418,888
+88,214
| +27% | +$3.78M |
|
231
Goldman Sachs
GS
$305B
| $19.6M | 0.1% |
51,874
+11,079
| +27% | +$3.7M |
|
232
Intercontinental Exchange
ICE
$86.4B
| $19.5M | 0.1% |
153,464
+20,730
| +16% | +$2.35M |
|
233
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$226M
| $19.5M | 0.1% |
689,010
+182,124
| +36% | +$4.94M |
|
234
Waste Management
WM
$96.1B
| $19.4M | 0.1% |
104,163
+16,224
| +18% | +$2.72M |
|
235
Panagram BBB-B CLO ETF
CLOZ
$784M
| $19.2M | 0.1% |
721,454
+508,814
| +239% | +$13.3M |
|
236
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
| $19.2M | 0.1% |
265,665
+133,556
| +101% | +$8.83M |
|
237
Huntington Bancshares
HBAN
$35B
| $19.1M | 0.1% |
1,460,474
-25,376
| -2% | -$278K |
|
238
First Trust Capital Strength ETF
FTCS
$8.03B
| $19M | 0.1% |
234,987
+7,504
| +3% | +$571K |
|
239
Panagram AAA CLO ETF
CLOX
$310M
| $18.8M | 0.1% |
738,699
+545,113
| +282% | +$13.8M |
|
240
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
| $18.7M | 0.1% |
444,558
-9,470
| -2% | -$405K |
|
241
Dominion Energy
D
$62.1B
| $18.6M | 0.1% |
408,785
-28,408
| -6% | -$1.27M |
|
242
TJX Companies
TJX
$178B
| $18.6M | 0.1% |
193,081
+31,885
| +20% | +$2.86M |
|
243
Fidelity MSCI Materials Index ETF
FMAT
$595M
| $18.5M | 0.09% |
394,008
+129,315
| +49% | +$5.82M |
|
244
Valero Energy
VLO
$88.7B
| $18.4M | 0.09% |
133,745
-36,188
| -21% | -$4.6M |
|
245
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.8B
| $18.4M | 0.09% |
339,474
+201,033
| +145% | +$10.4M |
|
246
Vanguard Total International Bond ETF
BNDX
$82.3B
| $18.4M | 0.09% |
377,817
+99,863
| +36% | +$4.86M |
|
247
Fortinet
FTNT
$110B
| $18.4M | 0.09% |
278,279
+11,761
| +4% | +$650K |
|
|
DFSV
248
Dimensional US Small Cap Value ETF
DFSV
$8.25B
| $18.4M | 0.09% |
640,618
+22,205
| +4% | +$576K |
|
249
Wells Fargo
WFC
$263B
| $18.4M | 0.09% |
365,387
+19,680
| +6% | +$849K |
|
250
Southern Company
SO
$109B
| $18.4M | 0.09% |
265,765
-14,794
| -5% | -$1.02M |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.